SECTION 16 FILINGS

Streamline your Section 16 Filings with one simple solution

Managing Section 16 Filings has never been simpler. SEC Connect, our end-to-end SaaS platform, places the control in your hands to generate Forms 3, 4 and 5 without sacrificing quality, no matter how many filings you manage. Confidently file in compliance. On time. Every time.

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Managing Section 16 Filings can be a time-consuming and daunting process, especially if your company manages a large number of filings. On top of that, there’s the added pressure of keeping up with ever-changing SEC regulations, which can make the process extremely stressful.

Companies are simplifying the entire Section 16 process with Toppan Merrill’s SEC Connect SaaS solution. With more than 50 years of experience successfully navigating regulated industries, Toppan Merrill has the expertise and knowledge needed to ensure efficient and compliant Section 16 Filings.

SOLUTIONS YOU CAN COUNT ON

Disclosure management for forms 3, 4 and 5

Seamlessly prepare Forms 3, 4 and 5 while maintaining compliance with Section 16 of the Securities Exchange Act of 1934 and the Sarbanes-Oxley Act of 2002.

Intuitive solutions

Generate a new filing or copy an existing one anytime, anywhere. Create, save and resume work later. View draft filings on demand. And get “accepted” or “suspended” filing confirmation directly from the SEC’s EDGAR system. All within seconds.

Customized drafting and collaboration

Draft, format, perfect and file Section 16 Forms 3, 4 and 5 with speed, accuracy and security — all with Toppan Merrill’s easy SaaS solution. SEC Connect is responsive to your company’s internal reporting and review processes, allowing your team total control over filing, no matter how complex.

Setup, onboarding and support

Account configuration, initial registration and setup completed by Toppan Merrill experts. Plus, platform onboarding and training, coupled with 24/7 technical support.

SOLUTIONS YOU CAN COUNT ON

1.2M+

SEC Filings

50+

Years navigating complex SEC requirements

40+

Years combined EDGAR and Section 16 experience on our dedicated support team