Navigating the annual proxy season
Proxy season is a critical time for companies and investors. Understanding key trends, regulatory updates, and best practices can help...
Mike SpelmanCorporate Compliance
Articles
Mike Spelman
The annual do’s and don’ts…when planning your annual meeting
Issuers preparing for their proxy campaign can benefit from a comprehensive checklist that covers essential steps in planning, cost management,...
Mike Spelman
Important updates from the SEC on EDGAR Next enrollment requirements and bulk enrollment
Theresa Jasper shares an overview of the recent SEC announcement on changes to the EDGAR Next enrollment requirements.
Theresa Jasper - Senior SEC Product Specialist
How to navigate Forms 10-K, 10-Q, 20-F, 40-F, 8-K and 6-K
Understand the significance of Form 10-K, 10-Q, 20-F, 40-F, 8-K and 6-K, and how they shape the story of a...
EDGAR Next Frequently Asked Questions
Filers can begin EDGAR Next enrollment on March 24, 2025. The deadline to enroll and comply with the mandate is...
iXBRL tagging of cybersecurity disclosures in SEC filings enhances transparency
In 2023, the SEC adopted a final rule requiring public companies to provide specific disclosures regarding their material cybersecurity incidents...
Jennifer Froberg - Sr SEC Product Specialist
Redefining proxy design: How W&T Offshore moved the needle as a finalist for the 2024 Best Proxy Statement (Small Cap) award
W&T Offshore, Inc. is highlighted for being a finalist for the 2024 Best Proxy Statement (Small Cap) award, showcasing their...
Mike Spelman
Why Notice and Access (N&A) can end up costing more — and yield lower voting results
When the SEC introduced Notice and Access (N&A), the goal was to cut printing and postage costs while simplifying the...
Mike Spelman
What is the purpose of the Management Information Circular in Canada?
The Management Information Circular (MIC) plays an important role in Canadian corporate governance, serving purposes beyond regulatory requirements. The MIC...
Jason Barnard - Business Development Manager, Canadian Compliance
EDGAR Next: How to navigate the SEC rule and requirements
On September 27, 2024, the SEC announced the EDGAR Next final rule. In this blog, Jennifer Froberg shares an overview...
Jennifer Froberg - Sr SEC Product Specialist