EDGAR Next for ’40 Act filers
On Sept. 27, 2024, the SEC announced the EDGAR Next final rule which significantly impacts all SEC filers. Filers began...
Gordon Ruckdeschel - Vice President, Compliance Services and FundsUpdates & Insights
On The Dot
Regulatory disclosure and compliant communications - direct from the experts.
Podcast: Climate & ESG Reporting: Navigating the changing landscape [14:02]
On The Dot (Episode 9) - A conversation with Chelsi Tryon discussing the evolution of ESG reporting from early sustainability efforts to today’s regulatory and stakeholder-driven landscape.
Updated: May 23, 2025
Gordon Ruckdeschel - Vice President, Compliance Services and Funds
Podcast: Climate & ESG Reporting: Navigating the changing landscape [14:02]
On The Dot (Episode 9) - A conversation with Chelsi Tryon discussing the evolution of ESG reporting from early sustainability...
Chelsi Tryon
Podcast: Simplifying EDGAR Next enrollment and delegation [18:34]
On The Dot (Episode 8) - A conversation with Jennifer Froberg, Gordon Ruckdeschel and Jon Regan discussing the EDGAR Next...
Jennifer Froberg - Sr SEC Product SpecialistGordon Ruckdeschel - Vice President, Compliance Services and Funds
Jon Regan - Director, Center of Excellence
Nine steps to ensure member delivery preferences are met
The 2025 Medicare Advantage and Part D final rule introduces critical changes that directly impact how plans manage member communication...
Jen Trewick - Principal Product Manager
Navigating the annual proxy season
Proxy season is a critical time for companies and investors. Understanding key trends, regulatory updates, and best practices can help...
Mike Spelman
Lead the pack: Don’t underestimate the power of accessibility
When it comes to communicating with your customers, don’t underestimate the power of accessibility. It can enhance your brand and...
Gary Iverson
The annual do’s and don’ts…when planning your annual meeting
Issuers preparing for their proxy campaign can benefit from a comprehensive checklist that covers essential steps in planning, cost management,...
Mike Spelman
Important updates from the SEC on EDGAR Next enrollment requirements and bulk enrollment
Theresa Jasper shares an overview of the recent SEC announcement on changes to the EDGAR Next enrollment requirements.
Theresa Jasper - Senior SEC Product Specialist
How to navigate Forms 10-K, 10-Q, 20-F, 40-F, 8-K and 6-K
Understand the significance of Form 10-K, 10-Q, 20-F, 40-F, 8-K and 6-K, and how they shape the story of a...
EDGAR Next Frequently Asked Questions
Filers can begin EDGAR Next enrollment on March 24, 2025. The deadline to enroll and comply with the mandate is...