The state of ESEF – Part 1: Taking stock of the first few years
After this year’s filings, we are seeing a shift in conversations with filers: The focus is more on quality and...
Updates & Insights
On The Dot
Regulatory disclosure and compliant communications - direct from the experts.
Cybersecurity risk management, strategy, governance and incident disclosure
Episode 1 - A conversation with Jennifer Froberg, Senior SEC Product Specialist, about the new cybersecurity disclosure requirements for domestic and foreign issuers.
Updated: September 20, 2023
Cybersecurity risk management, strategy, governance and incident disclosure
Episode 1 - A conversation with Jennifer Froberg, Senior SEC Product Specialist, about the new cybersecurity disclosure requirements for domestic...
Medicare Advantage Special Enrollment Periods. Ready to assist enrollees with plan choices?
When unique circumstances hit your membership, they can miss their chance to enroll entirely, or to change plans. Look here...
Summer Beach – Associate Director, Medicare Compliance Solutions, Toppan Merrill
New N-PX reporting requirements for 13F filers (Institutional Investment Managers)
Overview Form 13F filers will need to prepare for new reporting requirements mandated by the SEC under the final N-PX...
The SEC modernizes Form N-PX to require Mutual Funds to report proxy votes in XML
Mutual Funds are required to report annually on Form N-PX the proxy votes they exercise for securities the fund holds....
Crossing the finish line: Final review for your 2024 ANOCs and EOCs
Toppan Merrill understands complex, and simple edits are important to your CMS-required ANOC and EOC benefits documents.
Summer Beach – Associate Director, Medicare Compliance Solutions, Toppan Merrill
Modernization of filing fee disclosures – preparing for iXBRL Beta testing in October 2023
On June 16, 2023, the SEC announced the next stage of the rule implementation: an EDGAR filing fee Beta testing...
12 key roles to fill when kickstarting an IPO registration
Filing an IPO registration statement is a significant undertaking involving various individuals and entities. Regardless of size or scale of...
Top 3 things to know about the Tailored Shareholder Reports Rule
The SEC has been focusing on digitally transforming and modernizing all aspects of fund operations for many years. Changes like...
Guy Stanzione