Navigating the annual proxy season Proxy season is a critical time for companies and investors. Understanding key trends, regulatory updates, and best practices can help... Mike Spelman April 24, 2025 Corporate Compliance
Closed-End Fund rule changes and instructions for SEC Form N-2 filers The SEC adopted an expansive final rule in March 2020, Securities Offering Reform for Closed-End Investment Companies, designed to streamline... Jennifer Froberg - Sr SEC Product Specialist September 13, 2021