Navigating the annual proxy season Proxy season is a critical time for companies and investors. Understanding key trends, regulatory updates, and best practices can help... Mike Spelman April 24, 2025 Corporate Compliance
SEC Releases 2025 Names Rule FAQs On December 11, 2023, the SEC amended the Investment Company Names Rule to address certain broad categories of investment company... Guy Stanzione - Director, SEC Compliance Services January 21, 2025