New SEC Section 16 requirements for Foreign Private Issuers
Beginning March 18, 2026, officers and directors for certain FPIs will need to comply with Section 16 of the 1934...
Jennifer Froberg - Sr SEC Product SpecialistSEC
Articles
Jennifer Froberg - Sr SEC Product Specialist
Beyond technology: The discipline behind exceptional SEC filings
Regulatory disclosure is complex and constantly evolving. SEC filers need a partner with deep expertise, a disciplined process and responsive...
Al Cutrone - Client Services, Vice President
SEC fee data issues will now trigger filing suspensions
All filers are now mandated to use Inline XBRL for their SEC filing fee data. Beginning March 16, 2026, some...
Jennifer Froberg - Sr SEC Product Specialist
Best practices for SEC Form ID and CIK management
Form ID applications and continuing filing code management (i.e. delegations, annual confirmation, etc.) are now exclusively handled on the EDGAR...
Nadejda Kalinin - Senior SEC Product Specialist
Podcast: SEC Section 16 requirements for Foreign Private Issuers beginning March 18, 2026 [7:27]
On The Dot (Episode 13) - A conversation with Jennifer Froberg on the new requirement for officers and directors of...
Jennifer Froberg - Sr SEC Product Specialist
Navigating the new SEC Form SHO: What every 13F filer needs to know
13F filers who meet specific requirements will need to report short positions to the SEC monthly, beginning in 2028, on...
Jennifer Froberg - Sr SEC Product Specialist
What are Capital Markets and how do they work?
The vehicles for capital creation, capital markets are a financial marketplace where people or institutions with capital to lend meet...
Podcast: ETF issuer interest remains high [14:04]
On The Dot (Episode 12): The ETF share class structure represents a significant modernization in the asset management industry. Investors...
Guy Stanzione - Director, SEC Compliance Services
Webinar Replay: Streamline your proxy workflow: Drive efficiency, ensure accuracy & reduce cost
Drafting, perfecting, filing, printing and distributing an effective proxy statement is a complex, multi-step process that directly impacts regulatory compliance and shareholder confidence. It’s essential that companies choose an...
EDGAR Next is live. What’s next?
Now that the EDGAR Next enrollment compliance date has passed, what's next? Learn more about final compliance steps and additional...
Jennifer Froberg - Sr SEC Product Specialist