Ray Garrett Jr. Corporate & Securities Law Institute
The Ray Garrett Jr. Corporate and Securities Law Institute is the only Midwest conference that delivers a timely analysis of...
SEC
Articles
ETF issuer interest remains high even as challenges persist
Exchange Traded Funds (ETFs) have been a hot topic for years, with the discussion accelerated by the interest to expand...
Guy Stanzione - Director, SEC Compliance Services
Securities Act of 1940: Rules and requirements summary
The investment company industry relies on clear, consistent disclosures to meet the ’40 Act regulatory requirements. This guide outlines the...
Guy Stanzione - Director, SEC Compliance Services
SEC “Hot Topics” Conference
The 24th Annual SEC "Hot Topics" Conference, "Tariffs, Taxes, and Technology" will provide regulatory updates from the SEC and FASB....
Webinar Replay: EDGAR Next: Enrolling and delegating
On March 24, 2025, the SEC launched the new Filer Management website, initiating the beginning of the EDGAR Next enrollment...
Webinar Replay: EDGAR Next: Enrolling and delegating
On March 24, 2025, the SEC launched the new Filer Management website, initiating the beginning of the EDGAR Next enrollment...
Webinar Replay: EDGAR Next: Enrolling and delegating
On March 24, 2025, the SEC launched the new Filer Management website, initiating the beginning of the EDGAR Next enrollment...
Webinar Replay: EDGAR Next: Enrolling and delegating
On March 24, 2025, the SEC launched the new Filer Management website, initiating the beginning of the EDGAR Next enrollment...
SEC filing fee tables: How to convert and accurately apply iXBRL tags
Beginning July 31, 2024, SEC large accelerated filers were required to submit filing fee data in iXBRL format. The final...
Theresa Jasper - Senior SEC Product Specialist
SEC Mandates Inline XBRL Tagging for SPAC Filings: What You Need to Know
The SEC mandates new disclosures and Inline XBRL tagging for SPACs and the companies they acquire. The tagging compliance begins...
Jennifer Froberg - Sr SEC Product Specialist