SEC

Registered Offering Reform, revisited: What the new SEC proposal could mean for Closed-End Funds and BDCs

Although the proposals are primarily focused on operating companies, the offering reform proposal applies to some entities that fall under...

Gordon Ruckdeschel - Vice President, Compliance Services and Funds

August 19, 2026

Beyond the Fund Name: Understanding the SEC’s updated Names Rule

Under the revamped Names Rule, if a fund’s name suggests a focus on a particular asset type, industry or strategy,...

Guy Stanzione - Director, SEC Compliance Services

Gordon Ruckdeschel - Vice President, Compliance Services and Funds

August 17, 2026

E-Delivery as the default: An inside look at the SEC’s proposal

The SEC’s proposed Regulation E-Delivery could change how investor communications are delivered. The proposal would allow e-delivery as the default...

Guy Stanzione - Director, SEC Compliance Services

August 11, 2026

Reducing SEC compliance risk with automated document distribution workflows

Many providers of retirement plans, IRAs and 403(b) plans, variable product issuers, intermediaries and plan sponsors still rely on fund...

Guy Stanzione - Director, SEC Compliance Services

July 28, 2026

Expanding the shelf: How the SEC could open capital markets to more issuers

In May 2026, the SEC announced its Registered Offering Reform proposal, the latest in the trio of proposals aimed at...

Jennifer Froberg - Sr SEC Product Specialist

July 21, 2026

A closer look at the SEC EGC accommodations and filer status simplification proposal

In May 2026, the SEC introduced three proposed rules intended to streamline the IPO process, encourage more companies to go...

Jennifer Froberg - Sr SEC Product Specialist

July 9, 2026

The shift from annual updates to always-on communication: How leading companies strengthen shareholder communication and investor relationships

Effective shareholder engagement is no longer a once-a-year effort, it’s an always-on strategy. Today’s leading public companies are building year-round...

Toppan Merrill

June 17, 2026

Redefining the SEC compliance reporting cadence: Inside the SEC’s Semiannual Reporting proposal

The SEC has introduced three proposed rules aimed at reshaping the current reporting cadence, part of a broader effort to...

Jennifer Froberg - Sr SEC Product Specialist

June 5, 2026

New SEC Section 16 requirements for Foreign Private Issuers

Beginning March 18, 2026, officers and directors for certain FPIs will need to comply with Section 16 of the 1934...

Jennifer Froberg - Sr SEC Product Specialist

May 28, 2026

Everything you need to know about Inline XBRL (iXBRL)

Originally posted on Sept. 20, 2021. Updated May 8, 2026. What is iXBRL tagging? iXBRL (Inline eXtensible Business Reporting Language)...

Toppan Merrill

May 8, 2026