Podcast: RILA Rulemaking: The Highs, The Lows, and The Unknown
On The Dot (Episode 7) - A conversation with Guy Stanzione discussing the highs, the lows, and questions to be...
Guy Stanzione - Director, SEC Compliance ServicesSEC
Articles
Guy Stanzione - Director, SEC Compliance Services
The impact of SEC rulemaking on Business Development Companies
In March 2020, the SEC adopted rules modernizing disclosure and the offering process for Closed-End Funds (CEF) and Business Development...
Guy Stanzione - Director, SEC Compliance Services
Ray Garrett Jr. Corporate & Securities Law Institute
Now in its 44th year, the Ray Garrett Jr. Corporate and Securities Law Institute is the only Midwest conference that...
SEC “Hot Topics” Conference
The 23rd Annual SEC "Hot Topics" conference, "Cyber, Crime, and Climate: Are You Ready?" will provide regulatory updates from the...
Innovation with purpose: How Bridge saves you more time and effort
Toppan Merrill Bridge continues to deliver the most intuitive and efficient workflow for external reporting professionals, freeing teams to prepare...
Chase Bongirno - Director of Product Management
7 Things to Do When You Change a Company’s Name (With the SEC & Otherwise)
In a blog posted on June 13, 2024, Ben Dale, from the law firm Perkins Coie, discusses 7 key factors...
SEC FAQs: Compliance date and Inline XBRL issues
With the rapidly approaching initial cycle for Tailored Shareholder Reports (TSR) just around the corner, the focus is shifting to...
Guy Stanzione - Director, SEC Compliance Services
SEC FAQs: Electronic delivery of Shareholder Reports
With the rapidly approaching initial cycle for Tailored Shareholder Reports (TSR) just around the corner, the focus is shifting to...
Guy Stanzione - Director, SEC Compliance Services
What to know about the upcoming Resource Extraction filing requirements
Resource Extraction filings require oil, gas and mineral companies to report payments in standard XBRL format. Jennifer Froberg shares the...
Jennifer Froberg - Sr SEC Product Specialist
Registered Index Linked Annuities (RILA) expected to gain interest
A Registered Index Linked Annuity (RILA) is one of several types of annuity contracts offered by insurance companies. An investor’s...
Guy Stanzione - Director, SEC Compliance Services