for Registered Management Investment Companies (RMIC)
Institutional Investment Managers (IIM)
Proxy Voting Record
- Form N-PX Proxy Voting Record Client Worksheet (RMIC and IIM)
- Note: Toppan Merrill also accepts voting records in XML format. If your voting records are already in XML format, there’s no need to convert them to Excel. Additionally, we can accommodate several other Excel formats for Voting Records if your tabulator does not provide XML. For any questions, please contact your Toppan Merrill Service representative.
Updates and Insights
What Fund Managers Need to Know About SEC Form N-PX
In a blog posted on April 30, 2024, Cooley discusses how, beginning August 2024, institutional investment managers that file on…
Cooley LLP
New N-PX reporting requirements for 13F filers (Institutional Investment Managers)
Mutual Funds are required to report annually on Form N-PX the proxy votes they exercise for securities the fund holds….
Jennifer Froberg – Sr SEC Product Specialist
The SEC modernizes Form N-PX to require Mutual Funds to report proxy votes in XML
Mutual Funds are required to report annually on Form N-PX the proxy votes they exercise for securities the fund holds….
Jennifer Froberg – Sr SEC Product Specialist