Navigating the compliance landscape for Investment Management Companies
The Investment Company Act of 1940 requires mutual funds to submit prospectuses, shareholder reports, and Form N-PX filings with the...
Updates & Insights
On The Dot
Regulatory disclosure and compliant communications - direct from the experts.
Podcast: Why Every SEC Filer Needs to Prepare for EDGAR Next Now [9:07]
On The Dot (Episode 3) - A conversation with Gordon Ruckdeschel about the EDGAR Next proposal and the steps SEC filers can take now to be ready for the final rule.
Updated: March 17, 2026
Automating common content: The smart way to draft
Are you playing "Find and Replace" roulette with your critical documents? When drafting an IPO prospectus, few tasks are as...
Mike Schlanger - Vice President, Solution Sales
Podcast: Simplifying the annual proxy planning process [12:59]
On The Dot (episode 10) - A conversation with Proxy expert Mike Spelman discussing how issuers can simplify annual meeting...
Mike Spelman - Director, Proxy Solutions
Become the maestro of your capital markets transactions
Smart Share in Quinn addresses the chaos of document collaboration by offering paragraph-level control and centralized permissioning authority, transforming the...
Mike Schlanger - Vice President, Solution Sales
RILA Lessons Learned: Closing the Books on the Initial N-4 Conversion Cycle
After the conclusion of the initial Form N-4 RILA conversion cycle, topics have emerged from issuers converted prior the May...
Guy Stanzione - Director, SEC Compliance Services
What if document edit tracking was effortless? Meet Smart Track.
Facing a scramble to find a single change in a prospectus? Manually comparing versions is a major drain on time...
Mike Schlanger - Vice President, Solution Sales
Tired of document formatting fights? Say hello to effortless document creation.
Legal professionals in capital markets often spend countless hours addressing document formatting issues, such as stubborn page breaks and inconsistent...
Mike Schlanger - Vice President, Solution Sales
Best Practices for Modern Health Plan Marketing
Health plan marketing is rapidly becoming a strategic priority as plans face rising member expectations, shifting CMS regulations, and increased...
Meagan Strandberg - Field Marketing Manager
We’ve changed the game. Meet Quinn.
Powerful and flexible, Quinn radically simplifies the process of creating complex documents by eliminating arduous, low-value formatting tasks, endless review...
Bob Bergstrom - Chief Revenue Officer
Toppan Merrill unveils Quinn, an industry-changing SaaS platform for creating complex Capital Markets documents
NEW YORK and ST. PAUL, July 24, 2025 - Toppan Merrill, a global leader in simplifying the complexity of regulatory...