Updates & Insights

The impact of SEC rulemaking on Business Development Companies

In March 2020, the SEC adopted rules modernizing disclosure and the offering process for Closed-End Funds (CEF) and Business Development...

Guy Stanzione - Director, SEC Compliance Services

August 21, 2024

Financial Services

PCAOB spotlights and trends for internal controls

Elizabeth Epler Jones, Partner at AXIA Partners, shares an overview of the 2024 PCAOB inspection priorities for external audit firms,...

Elizabeth Epler Jones, CPA - Partner, AXIA Partners

August 21, 2024

Corporate Compliance

Perspective from when airport systems went down and confusion unfolded. Life’s twists and turns can teach us valuable ADA lessons.

Understanding the importance of accessibility will help benefit your investors and customers. Learn how the airline's software malfunction can show...

Gary Iverson - Global Composition and Accessibility Director

August 15, 2024

Capital Markets Corporate Compliance Financial Services Health Plans

SEC mandates Inline XBRL for SPAC IPOs and de-SPAC transactions

On Jan. 24, 2024, the SEC adopted a final rule requiring the new tailored prospectus disclosures to be Inline XBRL...

Jennifer Froberg - Sr SEC Product Specialist

August 6, 2024

Capital Markets

How health plans can better understand the member journey

A health plan’s success revolves around member experiences. But how do you find your best opportunities to improve member experiences...

Jen Trewick - Principal Product Manager

July 24, 2024

Health Plans

Innovation with purpose: How Bridge saves you more time and effort

Toppan Merrill Bridge continues to deliver the most intuitive and efficient workflow for external reporting professionals, freeing teams to prepare...

Chase Bongirno - Director of Product Management

July 16, 2024

Corporate Compliance

The Ultimate Guide to Tailored Shareholder Reports

Tailored shareholder reports (TSR) are required by the SEC in an attempt to modernize shareholder communications. The SEC will require...

Guy Stanzione - Director, SEC Compliance Services

July 9, 2024

Financial Services

7 Things to Do When You Change a Company’s Name (With the SEC & Otherwise)

In a blog posted on June 13, 2024, Ben Dale, from the law firm Perkins Coie, discusses 7 key factors...

Perkins Coie

June 27, 2024

Corporate Compliance

6 ways AI will transform health plan operations and the member experience

Health plans can improve member communications, increase efficiencies, allow for more personalization and reduce the healthcare spending by implementing AI...

Jen Trewick - Principal Product Manager

June 25, 2024

Health Plans

SEC FAQs: TSR compliance date and Inline XBRL issues

With the rapidly approaching initial cycle for Tailored Shareholder Reports (TSR) just around the corner, the focus is shifting to...

Guy Stanzione - Director, SEC Compliance Services

June 24, 2024

Financial Services