Updates & Insights

Important Update: After-hours filings status change for fee bearing submissions effective September 16, 2024

The SEC has issued an update regarding a status change for after-hours fee-paying filings, which will take effect in September...

Theresa Jasper - Senior SEC Product Specialist

October 14, 2024

Corporate Compliance

Navigating the 2024 CMS Final Rule changes: what they mean for member communications programs

Open enrollment is just around the corner, and with it comes significant changes to how MAOs manage their member communications....

Jen Trewick - Principal Product Manager

October 10, 2024

Health Plans

Schedule 13D and Schedule 13G: Key challenges and considerations for the XML mandate

The new SEC mandate requiring Schedule 13D and 13G filings to be submitted in an XML format, effective December 18,...

Eva Schaeffer - Sr. Product Specialist

October 9, 2024

Corporate Compliance

Podcast: RILA Rulemaking: The Highs, The Lows, and The Unknown [9:31]

On The Dot (Episode 7) - A conversation with Guy Stanzione discussing the highs, the lows, and questions to be...

Guy Stanzione - Director, SEC Compliance Services

October 1, 2024

Financial Services

The impact of SEC rulemaking on Business Development Companies

In March 2020, the SEC adopted rules modernizing disclosure and the offering process for Closed-End Funds (CEF) and Business Development...

Guy Stanzione - Director, SEC Compliance Services

August 21, 2024

Financial Services

PCAOB spotlights and trends for internal controls

Elizabeth Epler Jones, Partner at AXIA Partners, shares an overview of the 2024 PCAOB inspection priorities for external audit firms,...

Elizabeth Epler Jones, CPA - Partner, AXIA Partners

August 21, 2024

Corporate Compliance

Perspective from when airport systems went down and confusion unfolded. Life’s twists and turns can teach us valuable ADA lessons.

Understanding the importance of accessibility will help benefit your investors and customers. Learn how the airline's software malfunction can show...

Gary Iverson - Global Composition and Accessibility Director

August 15, 2024

Capital Markets Corporate Compliance Financial Services Health Plans

SEC mandates Inline XBRL for SPAC IPOs and de-SPAC transactions

On Jan. 24, 2024, the SEC adopted a final rule requiring the new tailored prospectus disclosures to be Inline XBRL...

Jennifer Froberg - Sr SEC Product Specialist

August 6, 2024

Capital Markets

How health plans can better understand the member journey

A health plan’s success revolves around member experiences. But how do you find your best opportunities to improve member experiences...

Jen Trewick - Principal Product Manager

July 24, 2024

Health Plans

Innovation with purpose: How Bridge saves you more time and effort

Toppan Merrill Bridge continues to deliver the most intuitive and efficient workflow for external reporting professionals, freeing teams to prepare...

Chase Bongirno - Director of Product Management

July 16, 2024

Corporate Compliance