RILA: The next steps for compliance
After the conclusion of the initial conversion cycle for the use of amended Form N-4, topics emerged from issuers that...
Guy Stanzione - Director, SEC Compliance ServicesUpdates & Insights
On The Dot
Regulatory disclosure and compliant communications - direct from the experts.
Podcast: Why Every SEC Filer Needs to Prepare for EDGAR Next Now [9:07]
On The Dot (Episode 3) - A conversation with Gordon Ruckdeschel about the EDGAR Next proposal and the steps SEC filers can take now to be ready for the final rule.
Updated: March 17, 2026
Guy Stanzione - Director, SEC Compliance Services
Notices & communications required for an annual meeting of shareholders
Overview A successful annual meeting of shareholders relies on accurate, effective and timely communication. It also requires shareholder engagement and...
Mike Spelman - Director, Proxy Solutions
New SEC Section 16 requirements for Foreign Private Issuers
Beginning March 18, 2026, officers and directors for certain FPIs will need to comply with Section 16 of the 1934...
Jennifer Froberg - Sr SEC Product Specialist
Beyond technology: The discipline behind exceptional SEC filings
Regulatory disclosure is complex and constantly evolving. SEC filers need a partner with deep expertise, a disciplined process and responsive...
Al Cutrone - Client Services, Vice President
Quinn transforms customer success at Toppan Merrill
Quinn is redefining customer success at Toppan Merrill — blending powerful technology with proactive, personalized support to enable customers to...
Anita Roberts - SVP, Global Customer Success
SEC fee data issues will now trigger filing suspensions
All filers are now mandated to use Inline XBRL for their SEC filing fee data. Beginning March 16, 2026, some...
Jennifer Froberg - Sr SEC Product Specialist
6 Strategies to boost healthcare member communications
For health plans, every interaction with members is a chance to build trust. It helps improve the customer experience with...
Meagan Strandberg - Field Marketing Manager
Best practices for SEC Form ID and CIK management
Form ID applications and continuing filing code management (i.e. delegations, annual confirmation, etc.) are now exclusively handled on the EDGAR...
Nadejda Kalinin - Senior SEC Product Specialist
Podcast: SEC Section 16 requirements for Foreign Private Issuers beginning March 18, 2026 [7:27]
On The Dot (Episode 13) - A conversation with Jennifer Froberg on the new requirement for officers and directors of...
Jennifer Froberg - Sr SEC Product Specialist
Toppan Merrill announces new Quinn platform to broad market acceptance
Consultative technology leader backed by 55+ years of industry and service expertise NEW YORK and ST. PAUL, Dec. 22, 2025...