New N-PX reporting requirements for 13F filers (Institutional Investment Managers)
Overview Form 13F filers will need to prepare for new reporting requirements mandated by the SEC under the final N-PX...
Capital Markets
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Modernization of filing fee disclosures – preparing for iXBRL Beta testing in October 2023
On June 16, 2023, the SEC announced the next stage of the rule implementation: an EDGAR filing fee Beta testing...
12 key roles to fill when kickstarting an IPO registration
Filing an IPO registration statement is a significant undertaking involving various individuals and entities. Regardless of size or scale of...
Clarifying Form 144 filing requirements
Understanding the complexities of selling securities, particularly restricted and controlled securities, can be challenging. Although Form 144 is crucial for...
How to choose the best SEC filing agent for an IPO
“Going public” offers private companies powerful growth opportunities — but also comes with a host of responsibilities to meet including...
What is SEDAR+?
The new platform is designed to better support how issuers, SEDAR+ filing agents and data consumers file, disclose and access...
IPO vs. direct listing is a tortoise vs. hare story
SEC filings are complex endeavors that require extensive financial disclosures and due diligence to ensure maximum transparency and investor protection...
Why carve-outs offer Wall Street a lifeline in bear markets
For established corporations needing cash infusions for strategic reasons, there are other innovative tools like carve-outs and spinoffs to take...
PitchBook on ESG Developments in the Private Markets
Over the last year, we have seen unprecedented change in the Public Company Accounting Oversight Board (PCAOB) and its standards-setting...