Corporate Compliance

Podcast: Why Every SEC Filer Needs to Prepare for EDGAR Next Now

On The Dot (Episode 3) - A conversation with Gordon Ruckdeschel about the EDGAR Next proposal and the steps SEC...

Gordon Ruckdeschel - Vice President, Compliance Services and Funds

January 4, 2024

Corp Fin Director Erik Gerding Speaks on Cyber Incident Disclosure

On December 18, 2023, public companies were required to begin reporting any material cybersecurity incident under the final SEC rule....

Perkins Coie

January 3, 2024

Podcast: What are the early benefits of EDGAR Next?

Episode 2 - A conversation with Jennifer Froberg about the SEC’s EDGAR Next proposal designed to improve EDGAR filing access,...

Jennifer Froberg - Sr SEC Product Specialist

December 8, 2023

The state of ESEF – Part 2: What is next for ESEF?

In this second blog of a three-part ESEF series, Danny Northey, Bartek Czajka and Martin Lorentsson share their thoughts on...

Toppan Merrill

November 9, 2023

SEC modernizes cybersecurity reporting for public companies: Inline XBRL overview

The SEC adopted a new cybersecurity reporting rule affecting domestic and foreign private issuers. Issuers will be required to iXBRL...

Jennifer Froberg - Sr SEC Product Specialist

November 7, 2023

The state of ESEF – Part 1: Taking stock of the first few years

After this year’s filings, we are seeing a shift in conversations with filers: The focus is more on quality and...

Toppan Merrill

September 20, 2023

Podcast: Cybersecurity risk management, strategy, governance and incident disclosure [10:54]

On The Dot (Episode 1) - A conversation with Jennifer Froberg, Senior SEC Product Specialist, about the new cybersecurity disclosure...

Jennifer Froberg - Sr SEC Product Specialist

September 19, 2023

New N-PX reporting requirements for 13F filers (Institutional Investment Managers)

Mutual Funds are required to report annually on Form N-PX the proxy votes they exercise for securities the fund holds....

Jennifer Froberg - Sr SEC Product Specialist

September 5, 2023

The SEC modernizes Form N-PX to require Mutual Funds to report proxy votes in XML

Mutual Funds are required to report annually on Form N-PX the proxy votes they exercise for securities the fund holds....

Jennifer Froberg - Sr SEC Product Specialist

August 11, 2023

Important Topics Related to Insider Trading Disclosure and iXBRL Tagging

The SEC continues their focus on effective corporate governance and transparent executive compensation disclosure with the adoption of the Insider Trading...

Jennifer Froberg - Sr SEC Product Specialist

June 19, 2023