The state of ESEF – Part 2: What is next for ESEF?
In this second blog of a three-part ESEF series, Danny Northey, Bartek Czajka and Martin Lorentsson share their thoughts on...
Corporate Compliance
Articles
SEC modernizes cybersecurity reporting for public companies: Inline XBRL overview
The SEC adopted a new cybersecurity reporting rule affecting domestic and foreign private issuers. Issuers will be required to iXBRL...
Jennifer Froberg - Sr SEC Product Specialist
EDGAR Next, proposed rule: Impacts everyone who files
The SEC proposed a rule and form amendments to improve filer access to and management of accounts on the SEC’s...
The state of ESEF – Part 1: Taking stock of the first few years
After this year’s filings, we are seeing a shift in conversations with filers: The focus is more on quality and...
Cybersecurity risk management, strategy, governance and incident disclosure
Episode 1 - A conversation with Jennifer Froberg, Senior SEC Product Specialist, about the new cybersecurity disclosure requirements for domestic...
Jennifer Froberg - Sr SEC Product Specialist
New N-PX reporting requirements for 13F filers (Institutional Investment Managers)
Overview Form 13F filers will need to prepare for new reporting requirements mandated by the SEC under the final N-PX...
Jennifer Froberg - Sr SEC Product Specialist
The SEC modernizes Form N-PX to require Mutual Funds to report proxy votes in XML
Mutual Funds are required to report annually on Form N-PX the proxy votes they exercise for securities the fund holds....
Jennifer Froberg - Sr SEC Product Specialist
Modernization of filing fee disclosures – preparing for iXBRL Beta testing in October 2023
On June 16, 2023, the SEC announced the next stage of the rule implementation: an EDGAR filing fee Beta testing...
Jennifer Froberg - Sr SEC Product Specialist
Important Topics Related to Insider Trading Disclosure and iXBRL Tagging
The SEC continues their focus on effective corporate governance and transparent executive compensation disclosure with the adoption of the Insider Trading...
Jennifer Froberg - Sr SEC Product Specialist
Clarifying SEC Form 144 filing requirements
Understanding the complexities of selling securities, particularly restricted and controlled securities, can be challenging. Although Form 144 is crucial for...