SEC data demonstrates that SOX ICFR failures are rarely isolated incidents Effective internal controls are the bedrock of quality financial reporting – the essential checks and balances that help to ensure... Jennifer Froberg - Sr SEC Product Specialist February 18, 2021
Why proper ICFR is key to ensuring SOX compliance and accurate periodic reporting The Sarbanes-Oxley Act (SOX) was adopted in 2002 in light of the Enron crisis. Immediately, SOX became part of the... Jennifer Froberg - Sr SEC Product Specialist January 27, 2021
Consequences and penalties for late SEC regulatory filings and common errors A study reported by The Wall Street Journal in September 2018 shows an uptick in corporate financial restatements during the... Toppan Merrill November 9, 2018