Top 3 things to know about the Tailored Shareholder Reports Rule
The SEC has been focusing on digitally transforming and modernizing all aspects of fund operations for many years. Changes like...
Guy Stanzione
Financial Services
Articles
Guy Stanzione
How the new SEC Tailored Shareholder Report rule impacts your EDGAR filing
The SEC has been focusing on digitally transforming and modernizing all aspects of fund operations for many years. Changes like...
Guy Stanzione
Tailored Shareholder Reports: Managing the SEC website hosting requirements
In recent years the SEC has been focused on modernization and digital transformation, with the goals of:Â 1. Transparency and...
Guy Stanzione
Tailored Shareholder Reports: 6 things to consider before your first filing
To modernize shareholder communications the SEC will require condensed, easily comprehensible, visually engaging content, with a simplified fee disclosure, tailored...
Guy Stanzione
SEC mandates iXBRL tagging of actively sold variable products. The compliance requirement details.
Effective Jan. 1, 2023, Variable Product issuers of actively sold contracts are now required to file registration statements and definitive...
Guy Stanzione
SEC updates EDGAR on Jan. 3, 2023, for Form 13F changes
On Jan. 3, 2023, the SEC updated the EDGAR system to implement changes related to Form 13F, which is filed...
6 ways to boost the accessibility for your financial institution
People with disabilities deserve digital access to their financial institution's information. Just as financial institutions added Braille to ATMs and...
SEC introduces Tailored Shareholder Reports (including iXBRL) to modernize investor communication
On October 26, 2022, by a vote of 5-0, the SEC adopted amendments to the requirements for Annual Report and...
Guy Stanzione
Inline XBRL becomes a reality for variable product issuers
Effective January 1, 2023, Variable Product issuers of actively sold contracts are required to file registration statements and definitive updates...
Guy Stanzione