What is SEC Form N-MFP?
Registered money market funds use SEC Form N-MFP to report their portfolio holdings and other information to the SEC on a monthly basis.
Under the Investment Company Act of 1940, the form discloses information such as series-level and class-level details about the fund, its schedule of portfolio securities — including net and shadow net asset values, daily and weekly liquid assets and weekly shareholder flows — and basics such as whether the fund is liquidating or merging.
Each Form N-MFP covers one calendar month and must be filed by the money market fund within five days after the end of the month. After 60 days, the filing is displayed publicly on the SEC’s EDGAR computer system for the receipt, acceptance, review and dissemination of documents submitted in electronic format, to enable the SEC to better monitor the fund, and inform and protect investors. For support and additional information, explore our investment company compliance solutions.