Registered Management Investment Companies (RMIC)
Institutional Investment Managers (IIM)
Proxy Voting Record
Updates and Insights
EDGAR Next: How to navigate the SEC rule and requirements
Learn about the EDGAR Next proposal and the impact on SEC filers once the final rule and requirements are adopted.
Jennifer Froberg – Sr SEC Product Specialist
New N-PX reporting requirements for 13F filers (Institutional Investment Managers)
Mutual Funds are required to report annually on Form N-PX the proxy votes they exercise for securities the fund holds….
Jennifer Froberg – Sr SEC Product Specialist
The SEC modernizes Form N-PX to require Mutual Funds to report proxy votes in XML
Mutual Funds are required to report annually on Form N-PX the proxy votes they exercise for securities the fund holds….
Jennifer Froberg – Sr SEC Product Specialist