Section 16

How do I file Section 16 forms with Toppan Merrill?

For full-service processing of Section 16 form, complete the applicable worksheet below and email the completed worksheet to your local Toppan Merrill Customer Service site for processing:

Form 3

• Form 3 Worksheet

Form 4

• Form 4 Worksheet

Form 5

• Form 5 Worksheet

For online, self-service filings of Section 16 forms, leverage the Toppan Merrill SEC Connect platform.

In what format should Section 16 forms be filed?

All Section 16 filings must be filed in XML format.