Beneficial Ownership Articles

On The Dot (Episode 13) - A conversation with Jennifer Froberg on the new requirement for officers and directors of...

Jennifer Froberg - Sr SEC Product Specialist

January 21, 2026

Beginning March 18, 2026, officers and directors for FPIs will need to comply with Section 16 of the 1934 Act....

Jennifer Froberg - Sr SEC Product Specialist

January 19, 2026

The new SEC mandate requiring Schedule 13D and 13G filings to be submitted in an XML format, effective December 18,...

Eva Schaeffer - Sr. Product Specialist

October 9, 2024

On Sept. 27, 2024, the SEC announced the EDGAR Next final rule which will significantly impact all SEC 1934 and...

Linda Cameron

October 2, 2024

Our Toppan Merrill experts break down the SEC’s final rule to update beneficial ownership reporting for Schedule 13D and 13G...

Jennifer Froberg - Sr SEC Product Specialist

April 18, 2024

Authors: Josh La Grange, Nathan M. Erickson Introduction On September 27, 2023, the Securities and Exchange Commission (the “SEC” or...

Fried Frank

February 9, 2024

On The Dot