The 9 critical challenges to be TSR ready
The SEC has been focusing on digitally transforming and modernizing all aspects of fund operations for many years. Changes including...
Guy Stanzione - Director, SEC Compliance Services
iXBRL
Articles
Guy Stanzione - Director, SEC Compliance Services
SEC modernizes cybersecurity reporting for public companies: Inline XBRL overview
The SEC adopted a new cybersecurity reporting rule affecting domestic and foreign private issuers. Issuers will be required to iXBRL...
Jennifer Froberg - Sr SEC Product Specialist
Modernization of filing fee disclosures – preparing for iXBRL Beta testing in October 2023
On June 16, 2023, the SEC announced the next stage of the rule implementation: an EDGAR filing fee Beta testing...
Jennifer Froberg - Sr SEC Product Specialist
Top 3 things to know about the Tailored Shareholder Reports Rule
The SEC has been focusing on digitally transforming and modernizing all aspects of fund operations for many years. Changes like...
Guy Stanzione - Director, SEC Compliance Services
Important Topics Related to Insider Trading Disclosure and iXBRL Tagging
The SEC continues their focus on effective corporate governance and transparent executive compensation disclosure with the adoption of the Insider Trading...
Jennifer Froberg - Sr SEC Product Specialist
How the new SEC Tailored Shareholder Report rule impacts your EDGAR filing
The SEC has been focusing on digitally transforming and modernizing all aspects of fund operations for many years. Changes like...
Guy Stanzione - Director, SEC Compliance Services
Tailored Shareholder Reports: Managing the SEC website hosting requirements
In recent years the SEC has been focused on modernization and digital transformation, with the goals of: 1. Transparency and...
Guy Stanzione - Director, SEC Compliance Services
Tailored Shareholder Reports: 6 considerations before your first filing
To modernize shareholder communications the SEC will require condensed, easily comprehensible, visually engaging content, with a simplified fee disclosure, tailored...
Guy Stanzione - Director, SEC Compliance Services
SEC mandates iXBRL tagging of actively sold variable products. The compliance requirement details.
Effective Jan. 1, 2023, Variable Product issuers of actively sold contracts are now required to file registration statements and definitive...
Guy Stanzione - Director, SEC Compliance Services
SEC modernizes investor communication with Tailored Shareholder Reports (including iXBRL)
On October 26, 2022, by a vote of 5-0, the SEC adopted amendments to the requirements for Annual Report and...
Guy Stanzione - Director, SEC Compliance Services