The state of ESEF – Part 2: What is next for ESEF? In this second blog of a three-part ESEF series, Danny Northey, Bartek Czajka and Martin Lorentsson share their thoughts on... Toppan Merrill November 9, 2023 Corporate Compliance
SEC final rule: Use of derivatives by registered investment companies and business development companies New SEC rule 18f-4 will permit funds to enter into derivative transactions if they comply with certain conditions designed to... Jennifer Froberg - Sr SEC Product Specialist March 23, 2021