New N-PX reporting requirements for 13F filers (Institutional Investment Managers) Overview Form 13F filers will need to prepare for new reporting requirements mandated by the SEC under the final N-PX... Jennifer Froberg September 5, 2023
The SEC modernizes Form N-PX to require Mutual Funds to report proxy votes in XML Mutual Funds are required to report annually on Form N-PX the proxy votes they exercise for securities the fund holds.... Jennifer Froberg August 11, 2023