What is SEC Form F-4?
SEC Form F-4 is a filing that the U.S. Securities and Exchange Commission (SEC) requires for the registration of certain securities by foreign issuers. SEC Form F-4 supports the registration of securities involving foreign private issuers in connection with exchange offers and business combinations.
SEC Form F-4 is also known as the registration statement under the Securities Act of 1933. This act, often referred to as the “truth in securities” law, requires that these registration forms disclose essential facts about the company and securities being offered. It helps the SEC achieve its objectives by making information more accessible to investors and prohibiting fraud.
In addition, Form F-4 requires the applicant to divulge the approximate date of commencement of proposed securities sale, whether the registrant is an emerging growth company, whether it prepares its financial statements in accordance with U.S. GAAP, and a calculation of the registration fee. All of this is to help standardize the practices of foreign firms with U.S. markets and streamline the flow of information to potential shareholders and the investing public.
For support and additional information, explore our Mergers and Acquisitions Solutions.