Updates & Insights

Managing the Complexities of Medicare Advantage Letter Programs

Medicare Advantage Health Plans send several letter programs to their members to ensure they effectively communicate all plan needs. while...

February 5, 2025 Jen Trewick - Principal Product Manager

SEC Releases ADI Addressing Web Posting Guidelines in Support Summary Prospectus Rule 498 and Rule 498A

On January 17, 2025, the SEC’s Division of Investment Management released an Accounting and Disclosure Information (ADI) providing web posting...

January 29, 2025 Guy Stanzione - Director, SEC Compliance Services

Discussing Tailored Shareholder Report Common Issues

The Division of Investment Management’s Disclosure Review and Accounting Office (DRAO) is responsible for reviewing fund disclosures. During the monitoring...

January 7, 2025 Guy Stanzione - Director, SEC Compliance Services

iXBRL tagging of cybersecurity disclosures in SEC filings enhances transparency 

In 2023, the SEC adopted a final rule requiring public companies to provide specific disclosures regarding their material cybersecurity incidents...

December 20, 2024 Jennifer Froberg - Sr SEC Product Specialist

Are you already preparing for the next AEP season?

Creating documents for health plan member communications can be chaotic. This year was no exception when the models dropped for...

December 18, 2024 Jen Trewick - Principal Product Manager

Redefining proxy design: How W&T Offshore moved the needle as a finalist for the 2024 Best Proxy Statement (Small Cap) award

W&T Offshore, Inc. is highlighted for being a finalist for the 2024 Best Proxy Statement (Small Cap) award, showcasing their...

November 8, 2024 Mike Spelman - Director, Proxy Solutions

Notice and Access may be doing more harm than good to your budget and shareholder response

When the SEC introduced Notice and Access (N&A), the goal was to reduce printing and postage costs while making proxy...

October 30, 2024 Mike Spelman - Director, Proxy Solutions

Medicare, Medicaid & Mental Health: understanding CMS’s new behavioral health strategy

As mental health care access becomes an even greater priority, CMS recently implemented a new comprehensive behavior health strategy. Learn...

October 30, 2024 April Chambers - Healthcare Service Technology Manager

What is the purpose of the Management Information Circular in Canada?

The Management Information Circular (MIC) plays an important role in Canadian corporate governance, serving purposes beyond regulatory requirements. The MIC...

October 18, 2024 Jason Barnard - Business Development Manager, Canadian Compliance

EDGAR Next: How to navigate the SEC rule and requirements

On September 27, 2024, the SEC announced the EDGAR Next final rule. In this blog, Jennifer Froberg shares an overview...

October 14, 2024 Jennifer Froberg - Sr SEC Product Specialist