Updates & Insights

SEC FAQs: Binding allowance and website availability for Variable Insurance Products

The FAQ provided needed clarity about document assembly and binding, but left uncertainty about the website hosting requirement of underlying...

Guy Stanzione - Director, SEC Compliance Services

March 29, 2024

Financial Services

SEC Climate Disclosure Rule: Timing Uncertain as Legal Challenges Move to Eighth Circuit

In a blog posted on March 26, 2024, Wiley highlights the topic of uncertain timing for the SEC Climate Disclosure...

Wiley

March 29, 2024

Corporate Compliance

How MAOs Can Improve Medicare Member Engagement

Medicare Advantage Organizations must digitally reinvent the way they market and present their member experience to beneficiaries. Toppan Merrill shares...

Jen Trewick - Principal Product Manager

March 27, 2024

Health Plans

SEC Adopts Climate Reporting Requirements

In a blog posted on March 7, 2024, Cooley discusses the final climate disclosure rule adopted by the SEC on...

Cooley LLP

March 15, 2024

Corporate Compliance

Podcast: TSR ready. Are you absolutely sure? Tackling the data and content management challenges. [9:12]

On The Dot (Episode 6) - A conversation with Guy Stanzione about the SEC Tailored Shareholder Reports mandate and tackling...

Guy Stanzione - Director, SEC Compliance Services

March 8, 2024

Financial Services

Streamlined Growth: Toppan Merrill invests heavily in technology and talent in Sartell

Recently Enterprise Minnesota visited to learn more about our Sartell, MN operations and why in an era in which printing...

Toppan Merrill

March 7, 2024

Financial Services Health Plans News Release

SEC FAQs: Form N-CSR and website availability requirements

On Friday, January 19, 2024, SEC staff of the Division of Investment Management published “Frequently Asked Questions” related to Tailored...

Guy Stanzione - Director, SEC Compliance Services

March 6, 2024

Financial Services

Toppan Merrill and Nasdaq collaborate to support ESG and CSRD reporting needs

The European Sustainability Reporting Standards (ESRS) were published in late December 2023, starting a new phase in the roll-out of...

Toppan Merrill

February 28, 2024

Corporate Compliance

Why CMS changes make member experience even more important

Medicare Advantage Organizations (MAOs) face several challenges. Learn about key changes from CMS that could impact your health plan member...

April Chambers - Healthcare Service Technology Manager

February 28, 2024

Health Plans

SEC Announces Charges Against Public Companies and Insiders in Connection with “Ongoing” Investigation of Beneficial Ownership Reporting Violations

Authors: Josh La Grange, Nathan M. Erickson Introduction On September 27, 2023, the Securities and Exchange Commission (the “SEC” or...

Fried Frank

February 9, 2024

Corporate Compliance