From complexity to clarity: One company’s proxy breakthrough story
When a new Deputy General Counsel joined a mid-cap flooring company, she inherited a proxy process built on a maze...
Mike Spelman - Director, Proxy SolutionsUpdates & Insights
On The Dot
Regulatory disclosure and compliant communications - direct from the experts.
Podcast: SEC Section 16 requirements for Foreign Private Issuers beginning March 18, 2026 [7:27]
On The Dot (Episode 13) - A conversation with Jennifer Froberg on the new requirement for officers and directors of Foreign Private Issuers to comply with SEC Section 16 reporting beginning March 18, 2026.
Updated: January 27, 2026
Mike Spelman - Director, Proxy Solutions
EDGAR Next for ’40 Act filers
On Sept. 27, 2024, the SEC announced the EDGAR Next final rule which significantly impacts all SEC filers. Filers began...
Gordon Ruckdeschel - Vice President, Compliance Services and Funds
Podcast: Climate & ESG Reporting: Navigating the changing landscape [14:02]
On The Dot (Episode 9) - A conversation with Chelsi Tryon discussing the evolution of ESG reporting from early sustainability...
Chelsi Tryon - Director of ESG
Podcast: Simplifying EDGAR Next enrollment and delegation [18:34]
On The Dot (Episode 8) - A conversation with Jennifer Froberg, Gordon Ruckdeschel and Jon Regan discussing the EDGAR Next...
Jennifer Froberg - Sr SEC Product SpecialistGordon Ruckdeschel - Vice President, Compliance Services and Funds
Jon Regan - Director, Center of Excellence
Nine steps to ensure member delivery preferences are met
The 2025 Medicare Advantage and Part D final rule introduces critical changes that directly impact how plans manage member communication...
Jen Trewick - Principal Product Manager
Navigating the annual proxy season
Proxy season is a critical time for companies and investors. Understanding key trends, regulatory updates, and best practices can help...
Mike Spelman - Director, Proxy Solutions
Lead the pack: Don’t underestimate the power of accessibility
When it comes to communicating with your customers, don’t underestimate the power of accessibility. It can enhance your brand and...
Gary Iverson - Global Composition and Accessibility Director
The annual do’s and don’ts…when planning your annual meeting
Issuers preparing for their proxy campaign can benefit from a comprehensive checklist that covers essential steps in planning, cost management,...
Mike Spelman - Director, Proxy Solutions
Important updates from the SEC on EDGAR Next enrollment requirements and bulk enrollment
Theresa Jasper shares an overview of the recent SEC announcement on changes to the EDGAR Next enrollment requirements.
Theresa Jasper - Senior SEC Product Specialist
How to navigate Forms 10-K, 10-Q, 20-F, 40-F, 8-K and 6-K
Understand the significance of Form 10-K, 10-Q, 20-F, 40-F, 8-K and 6-K, and how they shape the story of a...