Updates & Insights

From complexity to clarity: One company’s proxy breakthrough story

When a new Deputy General Counsel joined a mid-cap flooring company, she inherited a proxy process built on a maze...

May 27, 2025 Mike Spelman - Director, Proxy Solutions

EDGAR Next for ’40 Act filers

On Sept. 27, 2024, the SEC announced the EDGAR Next final rule which significantly impacts all SEC filers. Filers began...

May 20, 2025 Gordon Ruckdeschel - Vice President, Compliance Services and Funds

Podcast: Climate & ESG Reporting: Navigating the changing landscape [14:02]

On The Dot (Episode 9) - A conversation with Chelsi Tryon discussing the evolution of ESG reporting from early sustainability...

May 14, 2025 Chelsi Tryon - Director of ESG

Podcast: Simplifying EDGAR Next enrollment and delegation [18:34]

On The Dot (Episode 8) - A conversation with Jennifer Froberg, Gordon Ruckdeschel and Jon Regan discussing the EDGAR Next...

May 8, 2025 Jennifer Froberg - Sr SEC Product Specialist

Nine steps to ensure member delivery preferences are met

The 2025 Medicare Advantage and Part D final rule introduces critical changes that directly impact how plans manage member communication...

April 30, 2025 Jen Trewick - Principal Product Manager

Navigating the annual proxy season

Proxy season is a critical time for companies and investors. Understanding key trends, regulatory updates, and best practices can help...

April 24, 2025 Mike Spelman - Director, Proxy Solutions

Lead the pack: Don’t underestimate the power of accessibility

When it comes to communicating with your customers, don’t underestimate the power of accessibility. It can enhance your brand and...

April 21, 2025 Gary Iverson - Global Composition and Accessibility Director

The annual do’s and don’ts…when planning your annual meeting

Issuers preparing for their proxy campaign can benefit from a comprehensive checklist that covers essential steps in planning, cost management,...

April 16, 2025 Mike Spelman - Director, Proxy Solutions

Important Update: After-hours filings status change for fee bearing submissions effective September 16, 2024

The SEC has issued an update regarding a status change for after-hours fee-paying filings, which will take effect in September...

April 15, 2025 Theresa Jasper - Senior SEC Product Specialist

Important updates from the SEC on EDGAR Next enrollment requirements and bulk enrollment

Theresa Jasper shares an overview of the recent SEC announcement on changes to the EDGAR Next enrollment requirements.

March 24, 2025 Theresa Jasper - Senior SEC Product Specialist