Updates & Insights

Securities Act of 1940: Rules and requirements summary

The investment company industry relies on clear, consistent disclosures to meet the ’40 Act regulatory requirements. This guide outlines the...

September 24, 2025 Guy Stanzione - Director, SEC Compliance Services

Alternate Formats and Translations: A new era for health plans in compliance and efficiency

As CMS regulations become stricter and member expectations for personalized, accessible communications rise, health plans face mounting pressure to deliver...

September 10, 2025 Meagan Strandberg - Field Marketing Manager

Podcast: MIC trends to watch: Advancements and innovations for 2026 [7:26]

On The Dot (episode 11) - A conversation with MIC expert Jason Barnard as he shares key trends to elevate...

August 28, 2025 Jason Barnard - Business Development Manager, Canadian Compliance

End the manual updates: Directly link Excel® into your IPO prospectus

Manually entering and/or copying and pasting data into an IPO prospectus introduces risk and inefficient use of working group members’...

August 28, 2025 Mike Schlanger - Vice President, Solution Sales

Navigating the compliance landscape for Investment Management Companies

The Investment Company Act of 1940 requires mutual funds to submit prospectuses, shareholder reports, and Form N-PX filings with the...

August 26, 2025 Toppan Merrill

Automating common Capital Markets content: The smart way to manage drafts

Drafting complex financial filings is a high-stakes process in which managing common phrases and content that recur throughout the document,...

August 21, 2025 Mike Schlanger - Vice President, Solution Sales

Podcast: Simplifying the annual proxy planning process [12:59]

On The Dot (episode 10) - A conversation with Proxy expert Mike Spelman discussing how issuers can simplify annual meeting...

August 20, 2025 Mike Spelman - Director, Proxy Solutions

Become the maestro of your capital markets transactions

Smart Share in Quinn addresses the chaos of document collaboration by offering paragraph-level control and centralized permissioning authority, transforming the...

August 14, 2025 Mike Schlanger - Vice President, Solution Sales

RILA Lessons Learned: Closing the Books on the Initial N-4 Conversion Cycle

After the conclusion of the initial Form N-4 RILA conversion cycle, topics have emerged from issuers converted prior the May...

August 8, 2025 Guy Stanzione - Director, SEC Compliance Services

What if document edit tracking was effortless? Meet Smart Track.

Facing a scramble to find a single change in a prospectus? Manually comparing versions is a major drain on time...

August 7, 2025 Mike Schlanger - Vice President, Solution Sales