Updates & Insights

Important Update: After-hours filings status change for fee bearing submissions effective September 16, 2024

The SEC has issued an update regarding a status change for after-hours fee-paying filings, which will take effect in September...

April 15, 2025 Theresa Jasper - Senior SEC Product Specialist

Important updates from the SEC on EDGAR Next enrollment requirements and bulk enrollment

Theresa Jasper shares an overview of the recent SEC announcement on changes to the EDGAR Next enrollment requirements.

March 24, 2025 Theresa Jasper - Senior SEC Product Specialist

How to navigate Forms 10-K, 10-Q, 20-F, 40-F, 8-K and 6-K

Understand the significance of Form 10-K, 10-Q, 20-F, 40-F, 8-K and 6-K, and how they shape the story of a...

March 19, 2025 Toppan Merrill

EDGAR Next Frequently Asked Questions

Filers can begin EDGAR Next enrollment on March 24, 2025. The deadline to enroll and comply with the mandate is...

February 12, 2025 Toppan Merrill

Managing the Complexities of Medicare Advantage Letter Programs

Medicare Advantage Health Plans send several letter programs to their members to ensure they effectively communicate all plan needs. while...

February 5, 2025 Jen Trewick - Principal Product Manager

SEC Releases ADI Addressing Web Posting Guidelines in Support Summary Prospectus Rule 498 and Rule 498A

On January 17, 2025, the SEC’s Division of Investment Management released an Accounting and Disclosure Information (ADI) providing web posting...

January 29, 2025 Guy Stanzione - Director, SEC Compliance Services

SEC Releases 2025 Names Rule FAQs

On December 11, 2023, the SEC amended the Investment Company Names Rule to address certain broad categories of investment company...

January 21, 2025 Guy Stanzione - Director, SEC Compliance Services

Discussing Tailored Shareholder Report Common Issues

The Division of Investment Management’s Disclosure Review and Accounting Office (DRAO) is responsible for reviewing fund disclosures. During the monitoring...

January 7, 2025 Guy Stanzione - Director, SEC Compliance Services

iXBRL tagging of cybersecurity disclosures in SEC filings enhances transparency 

In 2023, the SEC adopted a final rule requiring public companies to provide specific disclosures regarding their material cybersecurity incidents...

December 20, 2024 Jennifer Froberg - Sr SEC Product Specialist

Are you already preparing for the next AEP season?

Creating documents for health plan member communications can be chaotic. This year was no exception when the models dropped for...

December 18, 2024 Jen Trewick - Principal Product Manager