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On The Dot

Regulatory disclosure and compliant communications - direct from the experts.

Podcast: Why Every SEC Filer Needs to Prepare for EDGAR Next Now [9:07]

On The Dot (Episode 3) - A conversation with Gordon Ruckdeschel about the EDGAR Next proposal and the steps SEC filers can take now to be ready for the final rule.

Updated: March 17, 2026

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New climate disclosure rules in California, New York and the EU signal a shifting landscape

Within just the first quarter of 2026, climate and sustainability disclosure requirements continue to evolve, and companies face an increasingly...

Chelsi Tryon - Director of ESG

March 25, 2026

Corporate Compliance

RILA: The next steps for compliance

After the conclusion of the initial conversion cycle for the use of amended Form N-4, topics emerged from issuers that...

Guy Stanzione - Director, SEC Compliance Services

March 16, 2026

Financial Services Investment Company Compliance

Notices & communications required for an annual meeting of shareholders

Overview A successful annual meeting of shareholders relies on accurate, effective and timely communication. It also requires shareholder engagement and...

Mike Spelman - Director, Proxy Solutions

March 11, 2026

Corporate Compliance

New SEC Section 16 requirements for Foreign Private Issuers

Beginning March 18, 2026, officers and directors for certain FPIs will need to comply with Section 16 of the 1934...

Jennifer Froberg - Sr SEC Product Specialist

March 6, 2026

Corporate Compliance

Beyond technology: The discipline behind exceptional SEC filings

Regulatory disclosure is complex and constantly evolving. SEC filers need a partner with deep expertise, a disciplined process and responsive...

Al Cutrone - Client Services, Vice President

February 27, 2026

Financial Services Investment Company Compliance

Quinn transforms customer success at Toppan Merrill

Quinn is redefining customer success at Toppan Merrill — blending powerful technology with proactive, personalized support to enable customers to...

Anita Roberts - SVP, Global Customer Success

February 26, 2026

Capital Markets

SEC fee data issues will now trigger filing suspensions

All filers are now mandated to use Inline XBRL for their SEC filing fee data. Beginning March 16, 2026, some...

Jennifer Froberg - Sr SEC Product Specialist

February 20, 2026

Capital Markets Corporate Compliance

6 Strategies to boost healthcare member communications

For health plans, every interaction with members is a chance to build trust. It helps improve the customer experience with...

Meagan Strandberg - Field Marketing Manager

February 19, 2026

Best practices for SEC Form ID and CIK management

Form ID applications and continuing filing code management (i.e. delegations, annual confirmation, etc.) are now exclusively handled on the EDGAR...

Nadejda Kalinin - Senior SEC Product Specialist

February 6, 2026

Corporate Compliance

Podcast: SEC Section 16 requirements for Foreign Private Issuers beginning March 18, 2026 [7:27]

On The Dot (Episode 13) - A conversation with Jennifer Froberg on the new requirement for officers and directors of...

Jennifer Froberg - Sr SEC Product Specialist

January 21, 2026

Corporate Compliance