Corporate Compliance

Notices & communications required for an annual meeting of shareholders

Overview A successful annual meeting of shareholders relies on accurate, effective and timely communication. It also requires shareholder engagement and...

Mike Spelman - Director, Proxy Solutions

March 11, 2026

SEC fee data issues will now trigger filing suspensions

All filers are now mandated to use Inline XBRL for their SEC filing fee data. Beginning March 16, 2026, some...

Jennifer Froberg - Sr SEC Product Specialist

February 20, 2026

Best practices for SEC Form ID and CIK management

Form ID applications and continuing filing code management (i.e. delegations, annual confirmation, etc.) are now exclusively handled on the EDGAR...

Nadejda Kalinin - Senior SEC Product Specialist

February 6, 2026

Podcast: SEC Section 16 requirements for Foreign Private Issuers beginning March 18, 2026 [7:27]

On The Dot (Episode 13) - A conversation with Jennifer Froberg on the new requirement for officers and directors of...

Jennifer Froberg - Sr SEC Product Specialist

January 21, 2026

ESG, 10-K and Proxy report design: Solving consistency and content challenges

Consistency across all legal and financial reporting is not only a “nice to have,” but a “must have,” in this...

Mike Spelman - Director, Proxy Solutions

Karen Fisher - Proxy Advisory Services

December 5, 2025

Navigating the new SEC Form SHO: What every 13F filer needs to know

13F filers who meet specific requirements will need to report short positions to the SEC monthly, beginning in 2028, on...

Jennifer Froberg - Sr SEC Product Specialist

December 4, 2025

Corporate Governance Awards 2025: Congratulations Minerals Technologies Inc. – 2025 Best Proxy Statement (Small Cap)

In the ever-changing landscape of corporate governance, the proxy statement remains a cornerstone of effective shareholder communication. Minerals Technologies Inc....

Mike Spelman - Director, Proxy Solutions

December 3, 2025

Navigating California’s climate disclosure mandate. Is your company ready?

In her latest blog, Chelsi Tryon shares insight into the newly adopted California climate disclosure mandate slated for Jan. 1,...

Chelsi Tryon - Director of ESG

December 2, 2025

EDGAR Next is live. What’s next?

Now that the EDGAR Next enrollment compliance date has passed, what's next? Learn more about final compliance steps and additional...

Jennifer Froberg - Sr SEC Product Specialist

November 18, 2025

Greenwashing, green hushing and the shifting ESG landscape in Canada

The Canadian sustainability regulatory and disclosure landscape is continuously evolving. It’s important companies find the right balance of credibility and...

Jason Barnard - Business Development Manager, Canadian Compliance

October 30, 2025