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RILA Lessons Learned: Closing the Books on the Initial N-4 Filing Cycle

June 17, 2025

1 pm - 1:45 pm EDT

Webinar

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Beginning September 23, the SEC will allow Registered Index Linked Annuities (RILAs) to use amended Form N-4 to establish a consistent registration process for all annuity issuers transitioning from Form S-1 and S-3. 

 

RILA filers who converted to Form N-4 recently completed their annual updates and now have a cycle behind them.   

 

Join our RILA experts for a live discussion on key takeaways from the initial RILA N-4 post-effective filing season. The session will explore regulatory developments, operational insights from the filing cycle, and what to look forward to in 2026. 

 

Topics will include: 

 

  • SEC comments regarding additional disclosure not in the Form 
  • Unique product complexities 
  • SEC filing challenges and trends 
  • What to look forward to in 2026 

Presenters

Guy Stanzione

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Compliance Services Director

Toppan Merrill

Harry Eisenstein

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Shareholder

Carlton Fields

Details

Date:
June 17
Time:
1 pm - 1:45 pm EDT
Event Category:
Event Tags:
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Venue

Webinar

Organizer

Toppan Merrill

Other

Category
Investment Company Compliance

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