SEC

Securities Act of 1940: Rules and requirements summary

The investment company industry relies on clear, consistent disclosures to meet the ’40 Act regulatory requirements. This guide outlines the...

Guy Stanzione - Director, SEC Compliance Services

September 24, 2025

SEC “Hot Topics” Conference

The 24th Annual SEC "Hot Topics" Conference, "Tariffs, Taxes, and Technology" will provide regulatory updates from the SEC and FASB....

Linda Cameron

August 28, 2025

Webinar Replay: EDGAR Next: Enrolling and delegating

On March 24, 2025, the SEC launched the new Filer Management website, initiating the beginning of the EDGAR Next enrollment...

Linda Cameron

July 11, 2025

Webinar Replay: EDGAR Next: Enrolling and delegating

On March 24, 2025, the SEC launched the new Filer Management website, initiating the beginning of the EDGAR Next enrollment...

Linda Cameron

July 11, 2025

Webinar Replay: EDGAR Next: Enrolling and delegating

On March 24, 2025, the SEC launched the new Filer Management website, initiating the beginning of the EDGAR Next enrollment...

Linda Cameron

July 11, 2025

Webinar Replay: EDGAR Next: Enrolling and delegating

On March 24, 2025, the SEC launched the new Filer Management website, initiating the beginning of the EDGAR Next enrollment...

Linda Cameron

July 11, 2025

SEC filing fee tables: How to convert and accurately apply iXBRL tags

Beginning July 31, 2024, SEC large accelerated filers were required to submit filing fee data in iXBRL format. The final...

Theresa Jasper - Senior SEC Product Specialist

July 2, 2025

SEC Mandates Inline XBRL Tagging for SPAC Filings: What You Need to Know

The SEC mandates new disclosures and Inline XBRL tagging for SPACs and the companies they acquire. The tagging compliance begins...

Jennifer Froberg - Sr SEC Product Specialist

June 16, 2025

EDGAR Next Transition: Guide to Enrollment and Delegation

The transition to EDGAR Next, which requires active SEC filers to enroll through the new Filer Management website and delegate...

Jennifer Froberg - Sr SEC Product Specialist

May 28, 2025

EDGAR Next for ’40 Act filers

On Sept. 27, 2024, the SEC announced the EDGAR Next final rule which significantly impacts all SEC filers. Filers began...

Gordon Ruckdeschel - Vice President, Compliance Services and Funds

May 20, 2025