Section 16

Articles

SEC Announces Charges Against Public Companies and Insiders in Connection with “Ongoing” Investigation of Beneficial Ownership Reporting Violations

Authors: Josh La Grange, Nathan M. Erickson Introduction On September 27, 2023, the Securities and Exchange Commission (the “SEC” or...

Fried Frank

February 9, 2024

Rule 10b5-1, Insider Trading: Form 4 and 5 disclosure changes and Form 144 deadline extended

Insider Trading Arrangements and Related Disclosures, a new SEC rule, implements cooling-off periods for directors and officers to minimize potentially...

Jennifer Froberg - Sr SEC Product Specialist

March 15, 2023

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Section 16

Articles

SEC Announces Charges Against Public Companies and Insiders in Connection with “Ongoing” Investigation of Beneficial Ownership Reporting Violations

Rule 10b5-1, Insider Trading: Form 4 and 5 disclosure changes and Form 144 deadline extended