IPO vs. direct listing is a tortoise vs. hare story
SEC filings are complex endeavors that require extensive financial disclosures and due diligence to ensure maximum transparency and investor protection...
SPAC
Articles
Proposed new SEC rules target and gravely disadvantage the SPAC market
The SEC has proposed new rules for SPACs and De-SPACs that would upend 30 years of precedent — under Republican...
What is a SPAC? The difference between a traditional IPO and a SPAC IPO.
A SPAC IPO differs from a traditional IPO in that a SPAC IPO is formed for the sole purpose of...
SEC Chair gives testimony on IPO and SPAC market
Securities and Exchange Commission Chair Gary Gensler was back on the Hill, this time testifying before the Subcommittee on Financial...
SPAC Odessy 2021: SOX compliance for new issuers
The rise of the SPAC places a spotlight on compliance requirements for newly public companies. The most arduous compliance demands...
SPAC transactions continue to draw SEC’s attention
SEC has been doling out investor bulletins, disclosure guidance, alerts, and staff statements relating to SPACs for a while now....
SEC warns SPAC targets the road may be difficult
The SEC issued two pieces of guidance on special purpose acquisition companies, or SPACs. One piece, styled as a statement...
SPACs are booming — So what does the future hold?
SPACs offer a faster, cheaper way of taking a company public. By sidestepping the expensive underwriting fees, arduous road shows,...