The Ultimate Guide to Tailored Shareholder Reports
In attempt to modernize shareholder communication the SEC is now requiring all funds that file under Form N-1A to produce...
Guy Stanzione - Director, SEC Compliance ServicesTailored Shareholder Reports
Articles
Guy Stanzione - Director, SEC Compliance Services
SEC FAQs: Compliance date and Inline XBRL issues
With the rapidly approaching initial cycle for Tailored Shareholder Reports (TSR) just around the corner, the focus is shifting to...
Guy Stanzione - Director, SEC Compliance Services
SEC FAQs: Electronic delivery of Shareholder Reports
With the rapidly approaching initial cycle for Tailored Shareholder Reports (TSR) just around the corner, the focus is shifting to...
Guy Stanzione - Director, SEC Compliance Services
SEC FAQs: Binding allowance and website availability for Variable Insurance Products
The FAQ provided needed clarity about document assembly and binding, but left uncertainty about the website hosting requirement of underlying...
Guy Stanzione - Director, SEC Compliance Services
SEC FAQ: Form N-CSR and website availability requirements
On Friday, January 19, 2024, SEC staff of the Division of Investment Management published “Frequently Asked Questions” related to Tailored...
Guy Stanzione - Director, SEC Compliance Services
SEC FAQ: Binding individual shareholder reports of multiple funds addressed
On Friday, January 19, 2024, SEC staff of the Division of Investment Management published “Frequently Asked Questions” related to Tailored...
Guy Stanzione - Director, SEC Compliance Services
Podcast: TSR ready. Are you absolutely sure? Tackling the SEC filing challenges. [9:01]
On The Dot (Episode 5) - A conversation with Guy Stanzione and Gordon Ruckdeschel about the SEC Tailored Shareholder Reports...
Guy Stanzione - Director, SEC Compliance Services
Gordon Ruckdeschel - Vice President, Compliance Services and Funds
SEC publishes 5 TSR FAQs: what every filer needs to know
Learn more about the recently released TSR FAQs published by the SEC.
Guy Stanzione - Director, SEC Compliance Services
Podcast: TSR ready. Are you absolutely sure? Tackling the print and distribution challenges. [9:31]
On The Dot (Episode 4) - A conversation with Guy Stanzione about the SEC Tailored Shareholder Reports mandate and tackling...
Guy Stanzione - Director, SEC Compliance Services
How the new SEC Tailored Shareholder Report rule impacts your EDGAR filing
The SEC has been focusing on digitally transforming and modernizing all aspects of fund operations for many years. Changes like...
Guy Stanzione - Director, SEC Compliance Services