Podcast: TSR ready. Are you absolutely sure? Tackling the SEC filing challenges. [9:01]

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On The Dot (Episode 5) - A conversation with Guy Stanzione and Gordon Ruckdeschel about the SEC Tailored Shareholder Reports mandate and tackling the SEC filing challenges at the share class level.

Guy Stanzione - Director, SEC Compliance Services

Guy Stanzione provides deep insight on the Securities Act of 1933, the Investment Company Act of 1940 and SEC regulatory compliance, as well as investment company solutions for regulatory document preparation, filing and distribution including Tailored Shareholder Reports. Leveraging more than 40 years of financial services, shareholder communication, printing and compliance service expertise he is a vital resource for financial services professionals navigating the complexities and pace of SEC regulatory changes .

Guy Stanzione - Director, SEC Compliance Services's Photo

Gordon Ruckdeschel - Vice President, Compliance Services and Funds

Gordon Ruckdeschel is an investment management expert with deep industry connections and insight developed through more than 20 years of SEC filing experience. He leverages this insight and expertise to advise companies offering Mutual and Closed-End fund, and Annuity and Life products, on iXBRL and EDGAR filing requirements.

Gordon Ruckdeschel - Vice President, Compliance Services and Funds's Photo

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