PitchBook on ESG Developments in the Private Markets
Over the last year, we have seen unprecedented change in the Public Company Accounting Oversight Board (PCAOB) and its standards-setting...
Updates & Insights
On The Dot
Regulatory disclosure and compliant communications - direct from the experts.
Podcast: Simplifying the annual proxy planning process [12:59]
On The Dot (episode 10) - A conversation with Proxy expert Mike Spelman discussing how issuers can simplify annual meeting prep, cut costs, and streamline the proxy process.
Updated: August 20, 2025
Tailored Shareholder Reports: 6 things to consider before your first filing
In January 2023, the U.S. Securities and Exchange Commission (SEC) finalized new rules and amendments related to how mutual fund...
Guy Stanzione - Director, SEC Compliance Services
Rule 10b5-1, Insider Trading: Form 4 and 5 disclosure changes and Form 144 deadline extended
Insider Trading Arrangements and Related Disclosures, a new SEC rule, implements cooling-off periods for directors and officers to minimize potentially...
Jennifer Froberg - Sr SEC Product Specialist
Guidance from the SEC for new Pay versus Performance tables
The SEC staff recently issued 15 interpretations (see Sections 128D and 228D) relating to its new Pay versus Performance (PvP) rules.
Decoding the SEC’s Updates on Pay Versus Performance Rules
Many issues remain open for imminent filers Final Pay Versus Performance (PVP) disclosure rules were published nearly six months ago leaving many...
ESEF iXBRL block tagging is here. What does that mean for you?
After implementing iXBRL tagging of face financials last year as part of the initial requirements of the ESMA ESEF mandate,...
Bartek Czajka - Director of XBRL Consulting Services
Voluntary and Mandatory Climate Disclosures: Key Considerations for Companies
iXBRL (Inline XBRL) is a filing format that merges the aesthetic benefits of a human-readable HTML file with the machine-readable...
What are the updates to the “glossy” annual report filing requirements?
On June 2, 2022, the Securities and Exchange Commission (SEC) passed a final rule that requires filers, beginning Jan. 11,...
Medicare acronym soup 101
Health plans can easily over-use acronyms in their communications, causing confusion for their enrollees.
Summer Beach – Associate Director, Medicare Compliance Solutions
SEC mandates iXBRL tagging of actively sold variable products. The compliance requirement details.
Effective Jan. 1, 2023, Variable Product issuers of actively sold contracts are now required to file registration statements and definitive...
Guy Stanzione - Director, SEC Compliance Services