CMS Changes the Definition of Marketing
We’ve heard the saying, “history repeats itself.” This rings true with yet another Centers for Medicare & Medicaid Services (CMS)...
Summer Beach – Associate Director, Medicare Compliance SolutionsUpdates & Insights
On The Dot
Regulatory disclosure and compliant communications - direct from the experts.
Podcast: MIC trends to watch: Advancements and innovations for 2026 [7:26]
On The Dot (episode 11) - A conversation with MIC expert Jason Barnard as he shares key trends to elevate your 2026 Management Information Circular.
Updated: October 1, 2025
Summer Beach – Associate Director, Medicare Compliance Solutions
Debunking the Classic Myths Surrounding CMS Star Ratings
Over the last year, we have seen unprecedented change in the Public Company Accounting Oversight Board (PCAOB) and its standards-setting...
Summer Beach – Associate Director, Medicare Compliance Solutions
How the new SEC Tailored Shareholder Report rule impacts your EDGAR filing
The SEC has been focusing on digitally transforming and modernizing all aspects of fund operations for many years. Changes like...
Guy Stanzione - Director, SEC Compliance Services
Tailored Shareholder Reports: Managing the SEC website hosting requirements
In recent years the SEC has been focused on modernization and digital transformation, with the goals of: 1. Transparency and...
Guy Stanzione - Director, SEC Compliance Services
How CMS’ File and Use can assist Medicare Advantage Organizations
“Keep ‘em honest” often refers to important business activity checks and balances. An area in the Medicare Advantage (MA) industry...
Summer Beach – Associate Director, Medicare Compliance Solutions
SOX compliance: 4 key considerations for 2023
Elizabeth Epler Jones, Partner at AXIA Partners, details the impact of the PCAOB’s standards-setting agenda and what that means for...
Elizabeth Epler Jones, CPA - Partner, AXIA Partners
PitchBook on ESG Developments in the Private Markets
Over the last year, we have seen unprecedented change in the Public Company Accounting Oversight Board (PCAOB) and its standards-setting...
Tailored Shareholder Reports: 6 things to consider before your first filing
In January 2023, the U.S. Securities and Exchange Commission (SEC) finalized new rules and amendments related to how mutual fund...
Guy Stanzione - Director, SEC Compliance Services
Rule 10b5-1, Insider Trading: Form 4 and 5 disclosure changes and Form 144 deadline extended
Insider Trading Arrangements and Related Disclosures, a new SEC rule, implements cooling-off periods for directors and officers to minimize potentially...
Jennifer Froberg - Sr SEC Product Specialist
Guidance from the SEC for new Pay versus Performance tables
The SEC staff recently issued 15 interpretations (see Sections 128D and 228D) relating to its new Pay versus Performance (PvP) rules.