What are Capital Markets and how do they work?
Simply put, capital markets are the vehicles for capital creation. Capital markets are a financial marketplace where people or institutions...
Updates & Insights
On The Dot
Regulatory disclosure and compliant communications - direct from the experts.
Podcast: Cybersecurity risk management, strategy, governance and incident disclosure [10:54]
On The Dot (Episode 1) - A conversation with Jennifer Froberg, Senior SEC Product Specialist, about the new cybersecurity disclosure requirements for domestic and foreign issuers.
Updated: October 16, 2025
Marketing communication for health plans
To increase member enrollment and satisfaction, having effective health planmarketing strategies to communicate with current and potential customers is necessary....
Five steps to integrate print and digital communications: integrated marketing strategy (part 2)
Firms need to find new ways to cut through the digital noise. Still, many remain heavily focused on digitization, shifting...
What is a SPAC? The difference between a traditional IPO and a SPAC IPO.
A SPAC IPO differs from a traditional IPO in that a SPAC IPO is formed for the sole purpose of...
What is an Initial Public Offering?
Prior to being a publicly-traded company featured on a stock exchange, companies are privately held by the business owners. The Securities...
Nasdaq permits primary direct listings and proposes relaxation of pricing limits
On May 19, 2021, the Securities and Exchange Commission (SEC) approved Nasdaq’s proposal to permit companies to issue shares and...
The value of an effective print and digital communications approach: integrated marketing strategy (part 1)
In today's world, digital-first dominates the communication strategies of Firms across the globe. Study after study shows that COVID-19 has...
SPAC Odessy 2021: SOX compliance for new issuers
The rise of the SPAC places a spotlight on compliance requirements for newly public companies. The most arduous compliance demands...
How to efficiently produce and manage multichannel communications
As the need for digital transformation has been accelerated over the past year, so has the struggle to find the...
SPAC transactions continue to draw SEC’s attention
SEC has been doling out investor bulletins, disclosure guidance, alerts, and staff statements relating to SPACs for a while now....