The annual do’s and don’ts…when planning your annual meeting
Issuers preparing for their proxy campaign can benefit from a comprehensive checklist that covers essential steps in planning, cost management,...
Mike SpelmanUpdates & Insights
On The Dot
Regulatory disclosure and compliant communications - direct from the experts.
Podcast: Simplifying EDGAR Next enrollment and delegation [18:34]
On The Dot (Episode 8) - A conversation with Jennifer Froberg, Gordon Ruckdeschel and Jon Regan discussing the EDGAR Next enrollment and delegation process.
Updated: May 27, 2025
Mike Spelman
Important updates from the SEC on EDGAR Next enrollment requirements and bulk enrollment
Theresa Jasper shares an overview of the recent SEC announcement on changes to the EDGAR Next enrollment requirements.
Theresa Jasper - Senior SEC Product Specialist
How to navigate Forms 10-K, 10-Q, 20-F, 40-F, 8-K and 6-K
Understand the significance of Form 10-K, 10-Q, 20-F, 40-F, 8-K and 6-K, and how they shape the story of a...
EDGAR Next Frequently Asked Questions
Filers can begin EDGAR Next enrollment on March 24, 2025. The deadline to enroll and comply with the mandate is...
Managing the Complexities of Medicare Advantage Letter Programs
Medicare Advantage Health Plans send several letter programs to their members to ensure they effectively communicate all plan needs. while...
Jen Trewick - Principal Product Manager
SEC Releases Web Posting Requirement Guidelines
On January 17, 2025, the SEC’s Division of Investment Management released an Accounting and Disclosure Information (ADI) providing web posting...
Guy Stanzione - Director, SEC Compliance Services
SEC Releases 2025 Names Rule FAQs
On December 11, 2023, the SEC amended the Investment Company Names Rule to address certain broad categories of investment company...
Guy Stanzione - Director, SEC Compliance Services
Discussing Tailored Shareholder Report Common Issues
The Division of Investment Management’s Disclosure Review and Accounting Office (DRAO) is responsible for reviewing fund disclosures. During the monitoring...
Guy Stanzione - Director, SEC Compliance Services
iXBRL tagging of cybersecurity disclosures in SEC filings enhances transparency
In 2023, the SEC adopted a final rule requiring public companies to provide specific disclosures regarding their material cybersecurity incidents...
Jennifer Froberg - Sr SEC Product Specialist
Are you already preparing for the next AEP season?
Creating documents for health plan member communications can be chaotic. This year was no exception when the models dropped for...
Jen Trewick - Principal Product Manager