EDGAR Next is live. What’s next?
Now that the EDGAR Next enrollment compliance date has passed, what's next? Learn more about final compliance steps and additional...
Jennifer Froberg - Sr SEC Product SpecialistUpdates & Insights
On The Dot
Regulatory disclosure and compliant communications - direct from the experts.
Podcast: ETF issuer interest remains high [14:04]
On The Dot (Episode 12): The ETF share class structure represents a significant modernization in the asset management industry. Investors are drawn to ETFs for their relatively low cost, intraday tradability, transparency, tax efficiency, and exposure to specific markets or strategies.
Updated: December 18, 2025
Jennifer Froberg - Sr SEC Product Specialist
Greenwashing, green hushing and the shifting ESG landscape in Canada
The Canadian sustainability regulatory and disclosure landscape is continuously evolving. It’s important companies find the right balance of credibility and...
Jason Barnard - Business Development Manager, Canadian Compliance
Rethinking SLAs in member communications: speed and automation
Meeting tight CMS deadlines: Why SLAs and automation matter more than ever In healthcare communications, missing a deadline isn’t just...
Meagan Strandberg - Field Marketing Manager
Accessibility for Canadian corporate compliance documents
Regulatory disclosure document accessibility is a strategic advantage to engage your investors and customers, expand your reach, maintain brand reputation...
Jason Barnard - Business Development Manager, Canadian Compliance
Gary Iverson - Global Composition and Accessibility Director
ETF issuer interest remains high even as challenges persist
Exchange Traded Funds (ETFs) have been a hot topic for years, with the discussion accelerated by the interest to expand...
Guy Stanzione - Director, SEC Compliance Services
Securities Act of 1940: Rules and requirements summary
The investment company industry relies on clear, consistent disclosures to meet the ’40 Act regulatory requirements. This guide outlines the...
Guy Stanzione - Director, SEC Compliance Services
Alternate Formats and Translations: A new era for health plans in compliance and efficiency
As CMS regulations become stricter and member expectations for personalized, accessible communications rise, health plans face mounting pressure to deliver...
Meagan Strandberg - Field Marketing Manager
Podcast: MIC trends to watch: Advancements and innovations for 2026 [7:26]
On The Dot (episode 11) - A conversation with MIC expert Jason Barnard as he shares key trends to elevate...
Jason Barnard - Business Development Manager, Canadian Compliance
End the manual updates: Directly link Excel® into your IPO prospectus
Manually entering and/or copying and pasting data into an IPO prospectus introduces risk and inefficient use of working group members’...
Mike Schlanger - Vice President, Solution Sales
Navigating the compliance landscape for Investment Management Companies
The Investment Company Act of 1940 requires mutual funds to submit prospectuses, shareholder reports, and Form N-PX filings with the...