Updates & Insights

Podcast: Simplifying EDGAR Next enrollment and delegation

On The Dot (Episode 8) - A conversation with Jennifer Froberg, Gordon Ruckdeschel and Jon Regan discussing the EDGAR Next...

Jennifer Froberg - Sr SEC Product Specialist

Gordon Ruckdeschel - Vice President, Compliance Services and Funds

Jon Regan - Director, Center of Excellence

May 8, 2025

Corporate Compliance Financial Services

Nine steps to ensure member delivery preferences are met

The 2025 Medicare Advantage and Part D final rule introduces critical changes that directly impact how plans manage member communication...

Jen Trewick - Principal Product Manager

April 30, 2025

Health Plans

Navigating the annual proxy season

Proxy season is a critical time for companies and investors. Understanding key trends, regulatory updates, and best practices can help...

Mike Spelman

April 24, 2025

Corporate Compliance

Lead the pack: Don’t underestimate the power of accessibility

When it comes to communicating with your customers, don’t underestimate the power of accessibility. It can enhance your brand and...

Gary Iverson

April 21, 2025

Financial Services

The annual do’s and don’ts…when planning your annual meeting

Issuers preparing for their proxy campaign can benefit from a comprehensive checklist that covers essential steps in planning, cost management,...

Mike Spelman

April 16, 2025

Corporate Compliance

Important updates from the SEC on EDGAR Next enrollment requirements and bulk enrollment

Theresa Jasper shares an overview of the recent SEC announcement on changes to the EDGAR Next enrollment requirements.

Theresa Jasper - Senior SEC Product Specialist

March 24, 2025

Corporate Compliance SEC Updates and Alerts

How to navigate Forms 10-K, 10-Q, 20-F, 40-F, 8-K and 6-K

Understand the significance of Form 10-K, 10-Q, 20-F, 40-F, 8-K and 6-K, and how they shape the story of a...

Toppan Merrill

March 19, 2025

Corporate Compliance

EDGAR Next Frequently Asked Questions

Filers can begin EDGAR Next enrollment on March 24, 2025. The deadline to enroll and comply with the mandate is...

Toppan Merrill

February 12, 2025

Corporate Compliance Financial Services

Managing the Complexities of Medicare Advantage Letter Programs

Medicare Advantage Health Plans send several letter programs to their members to ensure they effectively communicate all plan needs. while...

Jen Trewick - Principal Product Manager

February 5, 2025

Health Plans

SEC Releases Web Posting Requirement Guidelines

On January 17, 2025, the SEC’s Division of Investment Management released an Accounting and Disclosure Information (ADI) providing web posting...

Guy Stanzione - Director, SEC Compliance Services

January 29, 2025

Financial Services