Capital Markets

Rule 10b5-1, Insider Trading: Form 4 and 5 disclosure changes and Form 144 deadline extended

Insider Trading Arrangements and Related Disclosures, a new SEC rule, implements cooling-off periods for directors and officers to minimize potentially...

Jennifer Froberg - Sr SEC Product Specialist

March 15, 2023

Decoding the SEC’s Updates on Pay Versus Performance Rules

Many issues remain open for imminent filers Final Pay Versus Performance (PVP) disclosure rules were published nearly six months ago leaving many...

Pearl Meyer

February 24, 2023

Voluntary and Mandatory Climate Disclosures: Key Considerations for Companies

iXBRL (Inline XBRL) is a filing format that merges the aesthetic benefits of a human-readable HTML file with the machine-readable...

Holland & Knight LLP

February 17, 2023

What are the updates to the “glossy” annual report filing requirements? 

On June 2, 2022, the Securities and Exchange Commission (SEC) passed a final rule that requires filers, beginning Jan. 11,...

Toppan Merrill

February 16, 2023

How to choose the best financial printer for an IPO

A key driver to a successful IPO is the assembling of the best working team. Within that working team, the...

Toppan Merrill

February 5, 2023

M&A process | 8 essential steps in an M&A transaction

Global capital markets continue to grow more complex and are accelerated by regulatory shifts and market disruptions. And while M&A...

Toppan Merrill

January 18, 2023

SEC filing form types: 7 SEC forms you should know

Although there are dozens and dozens of forms and schedules listed by the SEC, when it comes to Capital Markets...

Toppan Merrill

January 18, 2023

Guide to M&A transactions: M&A types, corporate examples and process

M&A transactions (mergers and acquisitions) are typically the largest transaction types in the corporate world — and both the number...

Toppan Merrill

September 9, 2022

A guide to de-SPAC transactions and how the process works

While both a traditional IPO and a SPAC IPO (with a de-SPAC transaction) are vehicles to bring a company public,...

Toppan Merrill

June 23, 2022

Building business advantage through effective ESG Disclosure: A 3-part webinar series

The rising importance of environmental, social and governance (ESG) disclosure hit a tipping point in the last year. Entering a...

Toppan Merrill

June 1, 2022