Events

During this insightful 60-minute webinar, our experts explore some of the regulations and frameworks for building and assessing cybersecurity resiliency. This replay includes an exclusive demonstration of how utilizing purpose-built automated technology can streamline the management of an organization’s cybersecurity program, key risks and controls.   Viewing this replay will show you how to empower...

Building on the insights from the first session, in session two of our webinar series Mike turned his attention to “Strategic Methods for Improvement” within the Notice and Access model. This session tackled current challenges and inefficiencies that issuers face and provided actionable strategies to enhance the effectiveness of their shareholder communication processes.    Topics...

In session one of our two-part webinar series, Mike Spelman took a dive into the intended outcome of the Notice & Access model, which aimed to reduce costs, enhance shareholder communications, and simplify processes for issuers. Unfortunately, the reality is that many issuers have never realized those outcomes. Mike also reflected on the critical events...

On Sept. 27, 2024, the SEC announced the EDGAR Next final rule which will significantly impact all SEC 1934 and 1940 Act filers.     View our insightful 30-minute webinar replay featuring an in-depth review of the final rule and key timeline considerations.      Topics include:    Overview of the EDGAR Next final rule How...

Drafting, collaborating, stylizing and publishing an effective proxy statement is a complex, multi-step process.     Listen to our proxy experts highlight the benefits of utilizing Toppan Merrill Bridge, a single, secure, integrated SaaS platform, to manage the proxy drafting, XBRL tagging and filing process. In addition, you will see an exclusive demonstration of how Bridge...

Beginning September 23, the SEC will allow Registered Index Linked Annuities (RILAs) to use amended Form N-4 to establish a consistent registration process for all annuity issuers transitioning from Form S-1 and S-3.    Hear our RILA experts explore the highs, the lows, and questions to be resolved to ensure SEC compliance. This webinar replay...

Whether you have 20 years of experience in planning your annual meeting, or it is your first, join us online for our Annual Meeting and Shareholder Communications Best Practices webinar and our Proxy Experts will help guide you on solutions that impact shareholder connectivity while adhering to your budget. In this webinar, four key areas...

Whether you have 20 years of experience in planning your annual meeting, or it is your first, our Proxy Experts will help guide you on solutions that impact shareholder connectivity while adhering to your budget. In this webinar, we cover four key areas:    Timeline Development: Guidance on how to manage the process internally before...

View this 30-minute session to understand how the 2025 CMS Model changes may impact your approach to your Annual Notice of Change (ANOC) and Evidence of Coverage (EOC) documents and key challenges to navigate.   Topics include:   Exploration of significant CMS Model changes for 2025 How the 2025 model changes will impact your compliance...