HOME > REGULATORY DISCLOSURE FOR INVESTMENT MANAGEMENT & INSURANCE COMPANIES
Keeping up with the ever-changing requirements of regulatory disclosure and financial reporting can be extremely challenging. When errors can lead to serious consequences, a partner like Toppan Merrill eases the burden of juggling ever-evolving regulatory requirements and tight deadlines.
Toppan Merrill offers a unique combination of technology and stand-alone services that provides a fast, efficient route to prepare, file, and communicate your regulatory and shareholder documents. We help you find the right combination of technology and services to fit your needs.
Periodic & Interim Reporting:
From initial registration of new investments and variable insurance products to ongoing regulatory reporting
and shareholder communications, Toppan Merrill is with you every step of the way.
Content Control, our state-of-the-art cloud-based component content management solution (CCMS) streamlines and simplifies your regulatory document management processes. Reuse and connect content across many document types helping legal, compliance, and other teams collaborate and operate more efficiently.
We also provide composition (typesetting), EDGAR, and XBRL/iXBRL services on a stand-alone basis to fit your needs.
As a full-service SEC filing agent, Toppan Merrill offers quick, efficient and cost effective filing services or provide final documents for self-filing.
Publishing Center, our end-to-end website document hosting solution for regulatory and marketing documents ensures website compliance adherence providing improved investor engagement and experience. Publishing Center supports communication delivery requirements outlined in SEC Modernization Disclosure Rules 498A for variable products and 30e-3 capturing and managing shareholder preferences.
Industry-leading offset and digital printing, mail and fulfillment are done with precision, speed and control. Your regulatory and shareholder communications are printed and distributed exactly to your specifications. Our integrity delivery optimization technology provides email bounce to print capabilities to ensure delivery of communications.
Toppan Merrill is prompt, professional and precise. The team communicates well and always executes deliverables in a timely fashion.
I have worked with Toppan Merrill for 15 years, and they have never disappointed.
The Toppan Merrill team is very professional and always there when we need them!
Toppan Merrill Content Control is an innovative, cloud-based content management platform and output system that enables highly efficient and collaborative creation, typesetting and publishing of all financial documents and EDGAR filings. Content Control uses next-generation technology to revolutionize content creation and working group collaboration.
From web publishing to electronic delivery needs, Toppan Merrill Connect’s Publishing Center solution provides the support you need to set yourself apart from the crowd. Our end-to-end solution simplifies website implementation and regulatory updates, helping companies provide investors easy access to information and documents. Publishing Center is also document agnostic, supporting all website hosting needs and document types.
Compliance Center for Variable Products
Our solution provides daily online monitoring of SEC filings, delivering the most current documents. By utilizing Compliance Center you can create and manage your document library utilizing your branding standards, analyze your shareholder base to determine the most advantageous delivery methods, and distribute personalized documents via mail or, with stakeholder consent, electronic delivery.
With Preference Center, Toppan Merrill can help facilitate each of the needed response methods outlined by the SEC, including handling potential call volume spikes due to regulatory mailings and “catch-up” disclosures, establishing the means for your Shareholders to set and change delivery preference online, supporting requests via e-mail, and handling the business reply mail when notices begin to be mailed.
How to align sales and marketing to see better outcomes in 2021
For most firms content development is on the bottom of the list for marketing operations which in turn hinders the conversion rate and has led sales and …
Closed-End Fund Rule Changes for N-2 Filers – Effective August 1, 2021
September 13, 2021
The SEC adopted an expansive final rule in March 2020, Securities Offering Reform for Closed-End Investment Companies, designed to streamline reporting and …
SEC Closed for Labor Day – September 6, 2021
September 02, 2021
In observance of Labor Day, the SEC is closed Monday, September 6, 2021. No filings can be received. Filings submitted after 5:30 pm ET, Friday, September 3, …