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On The Dot

Regulatory disclosure and compliant communications - direct from the experts.

Podcast: ETF issuer interest remains high [14:04]

On The Dot (Episode 12): The ETF share class structure represents a significant modernization in the asset management industry. Investors are drawn to ETFs for their relatively low cost, intraday tradability, transparency, tax efficiency, and exposure to specific markets or strategies.

Updated: December 18, 2025

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Why is the CMS Readiness Checklist important? What value does it bring to health plans?

The infamous CMS Readiness Checklist was created by the Centers for Medicare & Medicaid Services (CMS) as a tool for...

Summer Beach – Associate Director, Medicare Compliance Solutions

November 9, 2022

Block Tagging: 7 ESEF compliance insights and best practices

As originally mandated in the ESEF iXBRL requirements, effective for financial years starting on or after 1 Jan 2022, issuers...

Toppan Merrill

September 30, 2022

Corporate Compliance

Inline XBRL becomes a reality for variable product issuers

Effective January 1, 2023, Variable Product issuers of actively sold contracts are required to file registration statements and definitive updates...

Guy Stanzione - Director, SEC Compliance Services

September 27, 2022

Financial Services

Climate Change and Corporate Governance – Where is the intersection for public companies?

A new 3-part webinar series from Toppan Merrill provides a roadmap to building, enhancing and future-proofing an ESG disclosure strategy...

Clockwork Admin

September 9, 2022

Corporate Compliance

Guide to M&A transactions: M&A types, corporate examples and process

M&A transactions (mergers and acquisitions) are typically the largest transaction types in the corporate world — and both the number...

Toppan Merrill

September 9, 2022

Capital Markets

Pay Versus Performance: SEC modernization brings Inline XBRL tagging to the proxy statement

The SEC adopted a significant new rule, Pay Versus Performance, on Thursday, August 25, 2022 requiring companies to disclose information...

Toppan Merrill

August 30, 2022

Corporate Compliance

Sarbanes-Oxley (SOX) Act – we’ve come a long way since 2002

The Sarbanes-Oxley Act was passed in 2002. The Public Company Accounting Oversight Board (PCAOB) was born, and with it, the...

Elizabeth Epler Jones, CPA - Partner, AXIA Partners

August 1, 2022

Corporate Compliance

Keys to ESEF iXBRL filing success based on Year 1 implementation

I had the opportunity to be a part of a webinar series hosted by Accountancy Europe that focused on success...

Bartek Czajka - Director of XBRL Consulting Services

July 26, 2022

Corporate Compliance

EDGAR modernization continues: Form 144 moves from paper to structured data XML

In 2021, the SEC received over 30,000 Form 144 filings. Of those, only 234 were submitted electronically on the EDGAR...

Jennifer Froberg - Sr SEC Product Specialist

July 8, 2022

Corporate Compliance

A guide to de-SPAC transactions and how the process works

While both a traditional IPO and a SPAC IPO (with a de-SPAC transaction) are vehicles to bring a company public,...

Toppan Merrill

June 23, 2022

Capital Markets