Updates & Insights

Drawing within the lines during Medicare Advantage sales presentations

Prevent marketing complaints by helping your sales force understand which materials are required during sales discussions.

October 18, 2023 Summer Beach – Associate Director, Medicare Compliance Solutions

The state of ESEF – Part 1: Taking stock of the first few years

After this year’s filings, we are seeing a shift in conversations with filers: The focus is more on quality and...

September 20, 2023 Toppan Merrill

Podcast: Cybersecurity risk management, strategy, governance and incident disclosure [10:54]

On The Dot (Episode 1) - A conversation with Jennifer Froberg, Senior SEC Product Specialist, about the new cybersecurity disclosure...

September 19, 2023 Jennifer Froberg - Sr SEC Product Specialist

Medicare Advantage Special Enrollment Periods. Ready to assist enrollees with plan choices?

When unique circumstances hit your membership, they can miss their chance to enroll entirely, or to change plans. Look here...

September 14, 2023 Summer Beach – Associate Director, Medicare Compliance Solutions

New N-PX reporting requirements for 13F filers (Institutional Investment Managers)

Mutual Funds are required to report annually on Form N-PX the proxy votes they exercise for securities the fund holds....

September 5, 2023 Jennifer Froberg - Sr SEC Product Specialist

The SEC modernizes Form N-PX to require Mutual Funds to report proxy votes in XML

Mutual Funds are required to report annually on Form N-PX the proxy votes they exercise for securities the fund holds....

August 11, 2023 Jennifer Froberg - Sr SEC Product Specialist

Crossing the finish line: Final review for your 2024 ANOCs and EOCs

Toppan Merrill understands complex, and simple edits are important to your CMS-required ANOC and EOC benefits documents.

August 7, 2023 Summer Beach – Associate Director, Medicare Compliance Solutions

Important Topics Related to Insider Trading Disclosure and iXBRL Tagging

The SEC continues their focus on effective corporate governance and transparent executive compensation disclosure with the adoption of the Insider Trading...

June 19, 2023 Jennifer Froberg - Sr SEC Product Specialist

Clarifying SEC Form 144 filing requirements

Understanding the complexities of selling securities, particularly restricted and controlled securities, can be challenging. Although Form 144 is crucial for...

June 16, 2023 Toppan Merrill

How to choose the best SEC filing agent for an IPO

“Going public” offers private companies powerful growth opportunities — but also comes with a host of responsibilities to meet including...

June 15, 2023 Toppan Merrill