Building business advantage through effective ESG Disclosure: A 3-part webinar series
The rising importance of environmental, social and governance (ESG) disclosure hit a tipping point in the last year. Entering a...
Updates & Insights
On The Dot
Regulatory disclosure and compliant communications - direct from the experts.
Podcast: ETF issuer interest remains high [14:04]
On The Dot (Episode 12): The ETF share class structure represents a significant modernization in the asset management industry. Investors are drawn to ETFs for their relatively low cost, intraday tradability, transparency, tax efficiency, and exposure to specific markets or strategies.
Updated: December 18, 2025
SEC fee payment method changes effective May 31, 2022
In 2021, the SEC adopted a significant final rule, Filing Fee Disclosure and Payment Methods Modernization, to modernize how companies...
Jennifer Froberg - Sr SEC Product Specialist
Inline XBRL taxonomy for closed-end funds (CEFs) and business development companies (BDCs)
In 2020, the SEC adopted a final rule, Securities Offering Reform for Closed-End Investment Companies, modernizing disclosure and the offering...
Jennifer Froberg - Sr SEC Product Specialist
Medicare, Medicare Advantage and CMS. A timeline from 1901 to today
In social settings, when someone asks, “What is Medicare?” or “What is CMS?” the common adage used to be, “Oh,...
Summer Beach – Associate Director, Medicare Compliance Solutions
Oh, my CMS stars! Yes, sales and marketing can impact Star Ratings
If you are an insurer who operates as a Medicare Advantage Organization (MAO), you’re well-aware how a plan’s 5-Star Rating...
Summer Beach – Associate Director, Medicare Compliance Solutions
Back to the future: CMS sales and marketing guidelines
With the ever-changing landscape of Center for Medicare and Medicaid Services (CMS) guidelines, let’s take a look at the recent...
Summer Beach – Associate Director, Medicare Compliance Solutions
Accessibility in healthcare: how providers can pivot for Section 508 compliance
Social awareness, diversity, and equality are all common topics, and all have a common thread — accessibility.
The revised MCMG: what’s happening for 2024?
Medicare Communications and Marketing Guidelines (MCMG), the Medicare Advantage and Part D health plan industry will be sifting through rubble...
Summer Beach – Associate Director, Medicare Compliance Solutions
The complete IPO readiness checklist: Proven best practices
Going public offers private companies significant growth opportunities but introduces scrutiny from government regulators, analysts, and investors, along with ongoing...
The return of the Multi-Language Insert (MLI): where did it ever go?
CMS instituted a requirement in 2012 for Medicare Advantage Organizations (MAOs) and Part D Plans to communicate the availability of...
Summer Beach – Associate Director, Medicare Compliance Solutions