How a Strategic Communications Plan Impacts Customer Trust and Loyalty in Financial Services (Part 2)
It is crucial for financial services firms to meet customer expectations when it comes to communications to establish trust, build...
Updates & Insights
On The Dot
Regulatory disclosure and compliant communications - direct from the experts.
Podcast: ETF issuer interest remains high [14:04]
On The Dot (Episode 12): The ETF share class structure represents a significant modernization in the asset management industry. Investors are drawn to ETFs for their relatively low cost, intraday tradability, transparency, tax efficiency, and exposure to specific markets or strategies.
Updated: December 18, 2025
SEC launches modernization of filing fee disclosures, Inline XBRL to follow
In October 2021, the SEC adopted the Filing Fees and Payment Method Modernization final rule. The mandate was far-reaching, transforming...
Jennifer Froberg - Sr SEC Product Specialist
Preparing for iXBRL: A foreign private issuer’s guide to SEC filing requirements
After more than a decade of traditional XBRL tagging of financial statements and following the inception of iXBRL required for...
The Six Keys to Customer Communication for Financial Services Firms- Part 1
In today’s business landscape, customers expect clear and consistent communication from every company they work with, especially when it comes...
Guide to virtual annual meetings of shareholders: types, benefits & best practices
Prior to 2020, many wondered if shareholder meetings can effectively be held online and now it’s clear how critical they...
Navigating Year 1 ESEF compliance – with an eye on the future
To help companies find a path to ESEF iXBRL compliance that addresses both the here-and-now and the future, here is...
Bartek Czajka - Director of XBRL Consulting Services
Advertising Practices Prohibited Under the New Modern Marketing Rule
With the new Modern Marketing Rule that the Securities and Exchange Commission (SEC) unveiled in December of 2020, firms need...
What can a dynamic health insurance welcome kit do for you? (part 2)
It's easy to get caught up in the words when you're creating a new health plan member welcome kit, but...
What Does ‘Fair and Balanced’ Marketing Mean for Firms?
Marketing practices have evolved since the 1960s but until recently, the laws governing the advertisements of Securities and Exchange Commission...
The value of new member welcome kits for health plans (part 1)
Welcome kit materials should be driven by the member’s perspective from concept to final product. For government-sponsored plans specific standardized...