Podcast: RILA Rulemaking: The Highs, The Lows, and The Unknown
On The Dot (Episode 7) - A conversation with Guy Stanzione discussing the highs, the lows, and questions to be...
Guy Stanzione - Director, SEC Compliance ServicesUpdates & Insights
Guy Stanzione - Director, SEC Compliance Services
Navigating the new SEC Form SHO: What every 13F filer needs to know
13F filers who meet specific requirements will need to report short positions to the SEC monthly, beginning in 2025, on...
Jennifer Froberg - Sr SEC Product Specialist
The impact of SEC rulemaking on Business Development Companies
In March 2020, the SEC adopted rules modernizing disclosure and the offering process for Closed-End Funds (CEF) and Business Development...
Guy Stanzione - Director, SEC Compliance Services
PCAOB spotlights and trends for internal controls
Elizabeth Epler Jones, Partner at AXIA Partners, shares an overview of the 2024 PCAOB inspection priorities for external audit firms,...
Elizabeth Epler Jones, CPA - Partner, AXIA Partners
Perspective from when airport systems went down and confusion unfolded. Life’s twists and turns can teach us valuable ADA lessons.
Understanding the importance of accessibility will help benefit your investors and customers. Learn how the airline's software malfunction can show...
Gary Iverson
SEC mandates Inline XBRL for SPAC IPOs and de-SPAC transactions
On Jan. 24, 2024, the SEC adopted a final rule requiring the new tailored prospectus disclosures to be Inline XBRL...
Jennifer Froberg - Sr SEC Product Specialist
How health plans can better understand the member journey
A health plan’s success revolves around member experiences. But how do you find your best opportunities to improve member experiences...
Jen Trewick - Principal Product Manager
Innovation with purpose: How Bridge saves you more time and effort
Toppan Merrill Bridge continues to deliver the most intuitive and efficient workflow for external reporting professionals, freeing teams to prepare...
Chase Bongirno - Director of Product Management
The Ultimate Guide to Tailored Shareholder Reports
Tailored shareholder reports (TSR) are required by the SEC in an attempt to modernize shareholder communications. The SEC will require...
Guy Stanzione - Director, SEC Compliance Services
7 Things to Do When You Change a Company’s Name (With the SEC & Otherwise)
In a blog posted on June 13, 2024, Ben Dale, from the law firm Perkins Coie, discusses 7 key factors...