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SEC data demonstrates that SOX ICFR failures are rarely isolated incidents

SEC data demonstrates that SOX ICFR failures are rarely isolated incidents

Effective internal controls are the bedrock of quality financial reporting – the essential checks and balances that help to ensure...

Jennifer Froberg - Sr SEC Product Specialist

February 18, 2021

SOX compliance: Why proper internal control over financial reporting is key to ensuring accurate periodic reporting

Why proper ICFR is key to ensuring SOX compliance and accurate periodic reporting

The Sarbanes-Oxley Act (SOX) was adopted in 2002 in light of the Enron crisis. Immediately, SOX became part of the...

Jennifer Froberg - Sr SEC Product Specialist

January 27, 2021

How errors and delays in SEC filings can hurt companies - and their shareholders

Consequences and penalties for late SEC regulatory filings and common errors

A study reported by The Wall Street Journal in September 2018 shows an uptick in corporate financial restatements during the...

Toppan Merrill

November 9, 2018