Tailored Shareholder Reports FAQs released: Form N-CSR and website availability requirements On Friday, January 19, 2024, SEC staff of the Division of Investment Management published “Frequently Asked Questions” related to Tailored... Guy Stanzione - Director, SEC Compliance Services March 6, 2024
Tailored Shareholder Reports FAQs released: Binding individual shareholder reports of multiple funds addressed On Friday, January 19, 2024, SEC staff of the Division of Investment Management published “Frequently Asked Questions” related to Tailored... Guy Stanzione - Director, SEC Compliance Services January 31, 2024
The 9 critical challenges to be TSR ready The SEC has been focusing on digitally transforming and modernizing all aspects of fund operations for many years. Changes including... Guy Stanzione - Director, SEC Compliance Services December 13, 2023
Top 3 things to know about the Tailored Shareholder Reports Rule The SEC has been focusing on digitally transforming and modernizing all aspects of fund operations for many years. Changes like... Guy Stanzione - Director, SEC Compliance Services June 20, 2023
How the new SEC Tailored Shareholder Report rule impacts your EDGAR filing The SEC has been focusing on digitally transforming and modernizing all aspects of fund operations for many years. Changes like... Guy Stanzione - Director, SEC Compliance Services May 10, 2023
Tailored Shareholder Reports: Managing the SEC website hosting requirements In recent years the SEC has been focused on modernization and digital transformation, with the goals of: 1. Transparency and... Guy Stanzione - Director, SEC Compliance Services May 2, 2023
Tailored Shareholder Reports: 6 considerations before your first filing To modernize shareholder communications the SEC will require condensed, easily comprehensible, visually engaging content, with a simplified fee disclosure, tailored... Guy Stanzione - Director, SEC Compliance Services March 16, 2023
SEC modernizes investor communication with Tailored Shareholder Reports (including iXBRL) On October 26, 2022, by a vote of 5-0, the SEC adopted amendments to the requirements for Annual Report and... Guy Stanzione - Director, SEC Compliance Services November 17, 2022
FAST Act modernization rule: Highlights for investment companies On May 2, 2019 the SEC Fixing America’s Surface Transportation Act (FAST Act) Modernization Rule became effective. While most of... Toppan Merrill March 29, 2019